Corient · 2 weeks ago
Compliance Officer - Private Funds & Alternatives
New York, NY
Full-time
Onsite
Mid Level
$100K/yr - $145K/yr
3+ years expCorient is a rapidly growing wealth management platform in the United States, dedicated to helping high- and ultra-high-net-worth individuals and families preserve their wealth. They are seeking a highly motivated Compliance Officer to support compliance oversight for private funds and registered investment vehicles, ensuring adherence to regulatory requirements and internal policies.
AdviceConsultingWealth Management
No H1B
Responsibilities
Provide compliance advisory support for private funds and alternative investment products
Assist in monitoring and testing compliance programs to ensure adherence to applicable regulations
Collaborate with fund administration teams and engage with fund managers on compliance-related matters
Support the development and maintenance of compliance policies and procedures
Prepare and deliver presentations and reports for senior management and stakeholders
Contribute to regulatory filings and assist with audits and examinations as needed
Qualification
Required
3–5 years in compliance within private funds, alternatives, or asset management
Advanced proficiency in Excel (pivot tables, complex formulas, data analysis)
Strong PowerPoint skills for creating clear and impactful presentations
Familiarity with Registered 40 Act funds and related compliance requirements
Excellent verbal and written communication skills; ability to interact effectively with management, fund administrators and fund managers
Bachelor's degree in Finance, Business, Law, or related field (advanced degree or certifications such as JD, MBA, CFA or CAIA a plus)
Preferred
Prior experience from working at a fund manager, fund administrator or large scale fund operation is required
Detail-oriented with strong analytical and problem-solving skills
Ability to manage multiple priorities in a fast-paced environment
Collaborative mindset and proactive approach to compliance challenges
Knowledge of foreign jurisdictions and regulations as it pertains to the Alternatives space is a plus
Benefits
401(k) Plan with Employer Matching
Four Medical Plan options that is generously subsidized by Corient
Employer paid Dental, Vision & Life and AD&D Insurance
Employer paid Short-term & Long-term Disability
Paid Maternity & Parental Leave
Flexible Spending Accounts & Health Savings Accounts
Dependent Care FSA
Commuter & Transit FSA
Corporate Discount Program - Perkspot
Training Reimbursement
Paid Professional Designations
Giving back to the community - Volunteer days
Company
Corient
Corient offers wealth management and consulting services.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Nimesh Patel
Partner, Chief Technology Officer
Andrew Walsh, CPA, CFP®, CTFA
Manager of Personal CFO Services
Recent News
2025-10-03
2025-09-29
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