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Nomura · 1 day ago

Investment Management Legal Counsel - Vice President

New York, NY

Full-time

Hybrid

Mid, Senior Level

$160K/yr - $180K/yr

5+ years exp

Nomura is a global financial services group that connects markets East & West, serving a diverse range of clients. They are seeking an Investment Management Legal Counsel - Vice President to draft and negotiate agreements related to asset management, provide legal advice on structured credit matters, and assist with regulatory changes affecting asset management.

BankingFinanceFinancial Services

Responsibilities

Drafting, reviewing and negotiating a variety of agreements relating to asset management and private credit transactions, including but not limited to master participation agreements, credit agreements, collateral documents, investment management agreements, side letters and fund documentation

Provide legal advice and support regarding structured credit matters and investments

Performing legal analysis of risks associated with the terms and conditions of such agreements and effectively communicating to the business

Assistance with ad-hoc legal projects, review of marketing materials, and policies and procedures

Provide advice and counsel to business teams on legal matters affecting the business

Researching, advising and assisting in the structuring, regulatory analysis and launch of new products

Interpreting and assisting with the implementation of regulatory changes (both US and international) that impact asset management

Qualification

Law Degree / Juris DoctorContract draftingSecurities Act knowledgeNegotiationFinancial services experienceCommunication skillsInterpersonal skillsOrganizational skillsTime management skills

Required

Law Degree /Juris Doctor

At least 5 years' experience working in the financial services industry either in-house or within a law firm

Must have strong contract drafting and negotiation skills across a wide range of complex transactional agreements

Proficiency and extensive knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and other regulations tied to the asset management space

Ability to work independently in a fast-paced environment and respond proactively to business needs

Excellent communication and interpersonal skills, high comfort level interacting effectively with all levels of staff and management

Ability to learn quickly and multi-task and manage numerous projects simultaneously under tight deadlines

Team player with strong organizational and time management skills in order to prioritize complex and time sensitive projects

Benefits

Sign-on bonus

Restricted stock units

Discretionary awards

Full range of medical, financial, and/or other benefits

401(k) eligibility

Various paid time off benefits

Vacation

Sick time

Parental leave

Company

Nomura

Glassdoor3.9

Nomura is an investment banking and securities firm that serve the needs of individuals, institutions, corporate and governments. It is a sub-organization of Nomura Capital Management.

Founded in 1925

Tokyo, Tokyo, JPN

10001+ employees