Compliance Analyst - Regulatory Compliance Unit jobs in United States
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Bank of Hope · 1 day ago

Compliance Analyst - Regulatory Compliance Unit

Bank of Hope is a financial institution seeking a Compliance Analyst for their Regulatory Compliance Unit. The role involves analyzing compliance data, preparing reports, monitoring regulatory updates, and supporting internal audits to ensure adherence to regulatory requirements.

BankingFinancial ServicesInsuranceVenture Capital

Responsibilities

Analyze compliance data to identify trends and potential risks
Assist in preparing compliance reports for internal use and regulatory submissions
Monitor regulatory updates and assist in implementing changes
Support internal audits by providing data and documentation
Track metrics such as compliance reporting accuracy and issue resolution rates

Qualification

Compliance analysisRegulatory reportingCompliance software proficiencyProfessional certificationsAnalytical skills

Required

A bachelor's degree in business, finance, or a related field is required
2-4 years in compliance roles, with a focus on analysis and reporting
Analytical skills, proficiency in compliance software/tools, understanding of compliance and regulatory issues

Preferred

Relevant professional certifications (e.g., CRCM, or other industry-recognized credentials) are preferred
Any equivalent combination of education, training, and relevant work experience may be considered in place of formal education requirements

Benefits

Bonus
Benefits

Company

Bank of Hope

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Bank of Hope is a banking institution with offices across the US.

Funding

Current Stage
Late Stage

Leadership Team

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Dennis Schreyer
Senior Vice President, Corporate Banking Group, Head of Middle Market Loan Syndications
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