Compliance Analyst - Regulatory Compliance Unit jobs in United States
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Bank of Hope · 14 hours ago

Compliance Analyst - Regulatory Compliance Unit

Bank of Hope is a financial institution seeking a Compliance Analyst for their Regulatory Compliance Unit. The role involves analyzing compliance data, preparing reports, monitoring regulatory updates, and supporting internal audits.

BankingFinancial ServicesInsuranceVenture Capital

Responsibilities

Analyze compliance data to identify trends and potential risks
Assist in preparing compliance reports for internal use and regulatory submissions
Monitor regulatory updates and assist in implementing changes
Support internal audits by providing data and documentation
Track metrics such as compliance reporting accuracy and issue resolution rates

Qualification

Compliance analysisCompliance reportingRegulatory updatesAnalytical skillsCompliance software/toolsProfessional certificationsBachelor's degree

Required

A bachelor's degree in business, finance, or a related field is required
2-4 years in compliance roles, with a focus on analysis and reporting
Analytical skills, proficiency in compliance software/tools, understanding of compliance and regulatory issues

Preferred

Relevant professional certifications (e.g., CRCM, or other industry-recognized credentials)

Benefits

Bonus
Benefits

Company

Bank of Hope

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Bank of Hope is a banking institution with offices across the US.

Funding

Current Stage
Late Stage

Leadership Team

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Kevin Kim
Chief Executive Officer and President
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Dennis Schreyer
Senior Vice President, Corporate Banking Group, Head of Middle Market Loan Syndications
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