First Citizens Bank · 2 days ago
Senior Manager-Enterprise Controls Assurance
Raleigh, NC
Full-time
Hybrid
Senior Level
6+ years expFirst Citizens Bank is a financial institution that is seeking a Senior Manager for their Enterprise Controls Assurance department. This role is critical for planning annual reviews, leading project teams, and ensuring compliance with SOX and FDICIA regulations.
BankingInsuranceLendingPaymentsWealth Management
Responsibilities
Project Management- Manages assigned work to ensure results meet identified timelines for the assigned portion of the annual plan. Participates in special projects and performs other duties as required
Risk Mitigation- Investigates and manages key interdependencies that impact Financial Reporting risk. Advises manager on the appropriate resolution of identified deficiencies and provides insights that allows for revision to the annual plan
Control Evaluation- Performs fieldwork to evaluate the design and operating effectiveness for assigned controls. Complete thorough documentation in accordance with departmental standards. Evaluated the adequacy of deficiency remediation activities. Reviews other team member's testing plans and test work, as appropriate
Business Strategy- Supports the establishment of scope for each process review. Supports business processes analysis to identify efficiencies, key objectives, and optimal level of control/risks. Utilizes external networks and other resources to keep current on and provide insight regarding assigned area of responsibility. Keeps manager informed of practices and regulations affecting SOX/FDICIA
Relationship Development- Builds and maintains influential relationships with multiple levels of management, external auditors, and other internal controls assurance functions
Associate Management- lead, manage, and develop a team of ECA professionals to achieve the goals of the ECA department. Manage the recruitment, training, and performance management processes in accordance with the corporate policies, competitive path and BTN
Qualification
Required
Bachelor's Degree and 6 years of experience in SOX, Internal auditing, or equivalent OR High School Diploma or GED and 10 years of experience in SOX, Internal auditing, or equivalent
In depth understanding of assigned bank processes at the Commercial and/or Consumer Bank
Knowledge of Generally Accepted Accounting Principles (GAAP), SEC Rules and SOX / FDICIA
Ability to anticipate future risks and trends, and evaluate alternative strategies
Ability to demonstrate courage and objectivity when communicating with executive and senior leadership when presenting complex issues, recommendations, and opinions
Preferred
Preferred Area of Experience: Banking/Financial Services industry
Possess designation as Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or Certified Public Accountant (CPA) or other relevant industry certifications
Company
First Citizens Bank
First Citizens Bank provides banking services, essential business and professional services, wealth management capabilities, and more.
10001+ employees
H1B Sponsorship
First Citizens Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (126)
2024 (115)
2023 (249)
2022 (53)
2021 (12)
2020 (9)
Funding
Current Stage
Public CompanyTotal Funding
$33M2021-05-07Post Ipo Debt· $10M
2018-08-29Post Ipo Debt· $23M
1986-10-31IPO
Leadership Team
C
Craig Nix
Chief Financial Officer
Greg Smith
Chief Information and Operations Officer
Recent News
2026-01-06
2025-12-22
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