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Wells Fargo · 1 day ago

Risk & Governance Senior Lead - RIA Solutions

Irving, TX

Full-time

Onsite

Senior Level, Lead/Staff

7+ years exp

Wells Fargo is seeking a Risk & Governance Senior Lead to join the RIA Solutions' Risk, Governance & Administration team within Wealth and Investment Management. This role will support the development and execution of control-related processes centralized within the business, while also providing input into channel-wide strategic planning as the channel matures.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Drive the development, implementation and execution of centralized control processes including RIA and Fintech Diligence, Financial Crimes Engagement, Trade Control Administration, Fraud Management

Assess on-going operational needs and provide recommended solutions using your experience and subject matter expertise

Collaborate, consult with and influence peers, colleagues, managers and other partners to achieve goals

Serve as an advocate for the channel and its on-going evolution in various risk, governance and compliance forums

Provide effective communication and exceptional understanding of the line of business and the platform that will represent its core capabilities and product offerings

Act as liaison for the business with external parties to support risk management activities

Qualification

Risk managementBrokerage operationsRisk process designAnalytical skillsCompliance knowledgeInterpersonal communicationProblem solvingAttention to detailTime management

Required

7+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education