Apply on Employer Site

Wells Fargo · 1 day ago

Vice President, Lead Business Accountability Specialist - Electronic Trading Risk Management

New York, NY

Full-time

Onsite

Mid, Senior Level

$100K/yr - $196K/yr

5+ years exp

Wells Fargo is a leading financial services company seeking a Lead Business Accountability Specialist for their Electronic Trading Risk Management team. The role involves evaluating risks related to electronic trading, overseeing execution controls, and ensuring compliance with regulatory standards.

BankingFinancial ServicesFinTechInsurancePayments

Responsibilities

Evaluate risks related to electronic trading, including market impact and disorderly trading prevention

Oversee front-office execution controls, including thresholds, processes, and procedures

Lead enhancements to the electronic trading control framework and associated governance programs

Monitor real-time alerts and alarms tied to execution controls and respond to incidents

Coordinate and present at supervisory and governance forums

Support regulatory inquiries, internal reviews, and remediation efforts

Provide risk guidance and approval for new automated trading strategies and initiatives

Partner with Technology to oversee change management and mitigate technology-related risks

Contribute to operational risk activities such as RCSA, scenario analysis, and event QA

Perform periodic reviews of algo testing, kill switches, stress testing, and capacity controls

Qualification

Risk managementElectronic TradingRegulatory complianceData analysisGovernance frameworksPythonInfluenceNavigating changeFINRA licensureCommunicationIndependent work

Required

5+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education