Compliance Analyst jobs in United States
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Madison-Davis, LLC · 1 day ago

Compliance Analyst

Madison-Davis, LLC is a leading consulting firm based in Midtown Manhattan, and they are seeking a Compliance Analyst to join their team. The role involves supporting regulatory assessments and project management for derivatives market engagements while contributing to evaluations of compliance programs and internal controls.

Human ResourcesInformation TechnologyStaffing Agency
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Support coordination, regulatory gap assessments, and preparation of materials for advisory and registration initiatives involving DCMs and DCOs
Assist with project management for engagements with derivatives market participants, including exchanges and clearing organizations
Contribute to evaluations of clients’ internal controls, governance frameworks, operations, and trade/communication surveillance systems
Prepare written reports for clients on regulatory and risk issues in derivatives markets, digital assets, and related financial sectors
Participate in assessments of clients’ compliance programs against applicable rules, regulations, and supervisory expectations
Support business development initiatives and events as needed
Provide administrative support to the office as required

Qualification

Compliance ExperienceRegulatory AssessmentsDerivatives Markets KnowledgeDigital Assets KnowledgeReport PreparationProject ManagementClient EngagementInternal Controls KnowledgeGovernance Frameworks KnowledgeProblem-SolvingAnalytical SkillsCommunication SkillsInterpersonal Skills

Required

Experience in compliance, regulatory assessments, or related fields
Strong understanding of derivatives markets and digital assets
Ability to prepare written reports on regulatory and risk issues
Experience with project management and client engagement
Knowledge of internal controls and governance frameworks
Strong analytical and problem-solving skills
Excellent communication and interpersonal skills

Company

Madison-Davis, LLC

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Madison-Davis is a staffing and recruiting company offering financial services.

H1B Sponsorship

Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)

Funding

Current Stage
Growth Stage

Leadership Team

I
Ian Stewart
Founder and Advisor
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Company data provided by crunchbase