Madison-Davis, LLC · 1 day ago
Compliance Analyst
Madison-Davis, LLC is a leading consulting firm based in Midtown Manhattan, and they are seeking a Compliance Analyst to join their team. The role involves supporting regulatory assessments and project management for derivatives market engagements while contributing to evaluations of compliance programs and internal controls.
Human ResourcesInformation TechnologyStaffing Agency
Responsibilities
Support coordination, regulatory gap assessments, and preparation of materials for advisory and registration initiatives involving DCMs and DCOs
Assist with project management for engagements with derivatives market participants, including exchanges and clearing organizations
Contribute to evaluations of clients’ internal controls, governance frameworks, operations, and trade/communication surveillance systems
Prepare written reports for clients on regulatory and risk issues in derivatives markets, digital assets, and related financial sectors
Participate in assessments of clients’ compliance programs against applicable rules, regulations, and supervisory expectations
Support business development initiatives and events as needed
Provide administrative support to the office as required
Qualification
Required
Experience in compliance, regulatory assessments, or related fields
Strong understanding of derivatives markets and digital assets
Ability to prepare written reports on regulatory and risk issues
Experience with project management and client engagement
Knowledge of internal controls and governance frameworks
Strong analytical and problem-solving skills
Excellent communication and interpersonal skills
Company
Madison-Davis, LLC
Madison-Davis is a staffing and recruiting company offering financial services.
H1B Sponsorship
Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)
Funding
Current Stage
Growth StageCompany data provided by crunchbase