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Raymond James · 1 day ago

First LOD Risk Manager

Pittsburgh, PA

Full-time

Onsite

Senior Level

6+ years exp

Raymond James is a financial services firm, and they are seeking a First LOD Risk Manager to manage a team of operational risk specialists. The role involves developing and implementing risk policies and ensuring effective operational controls within various banking operations.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management

Growth Opportunities

Responsibilities

Manage a team of operational risk specialists and analysts to develop, implement, communicate and measure the effectiveness of operational risk policies, procedures, and standards for a particular business unit or function

Work closely with line and operations staff; review and act upon risk information; incentivize risk management behaviors and network with other risk management professionals to create a strong risk management culture

Ensure effective operational controls and providing support and guidance to Operations groups including Private & Commercial Bank Lending Operations, Treasury Management Operations and Payment Operations teams (Wire, ACH, Deposits)

Support the team in identification of day-to-day business risks through regular review of documented processes and correlating controls

Ensure the complete closure and remediation of Operational Incidents and Issues and develop and execute testing of key controls

Build and maintain strong partnerships with second and third line of defense to support audit, testing and RCSA implementation and ongoing reviews

Establish first line of defense monitoring and oversight

Support of risk assessments and 3rd LOD control testing

Promote culture of effective risk management and compliance within Operations by supporting development and monitoring of key risk indicator (KRI) metrics

Design, implement and influence internal governance processes, controls and related key risk indicators (KRIs)

Management of Operational incident tracking including identification of root cause, risk of reoccurrence and associated operational and financial impacts

Oversight of Issue Management, including tracking, reporting, and remediation

Assist the Head of Operations and front-line operational management in developing and implementing measurement processes for operational key risk and control indicators

Provide monthly oversight and governance of Documentation exceptions and other process quality metrics

Experience with assessment and analysis of technology control environments and process automation

Oversight of procedure inventory including build out of annual review & attestation procedures

Provide support for the team and responding to ad-hoc requests from other business partners

Management of special projects

Qualification

Operational Risk ManagementBanking OperationsRisk AssessmentProcess AutomationKey Risk IndicatorsStakeholder ManagementProblem-SolvingTeam ManagementCommunication SkillsAdaptabilityDecision Making