Madison-Davis, LLC · 1 week ago
Director, Compliance Marketing & Advertising
Madison-Davis, LLC is a large asset management company located in Greenwich, Connecticut, seeking a Director of Compliance Marketing & Advertising to join their team. The role involves overseeing daily operations related to promotional content review and ensuring alignment with regulatory standards.
Human ResourcesInformation TechnologyStaffing Agency
Responsibilities
Oversee daily operations related to the firm's promotional content review process, including the evaluation of digital, print, and social media materials to ensure alignment with internal governance standards and external regulatory expectations for both advisory and brokerage entities
Collaborate with cross-functional teams—including Marketing, Sales, and Communications—to ensure messaging consistency, policy adherence, and streamlined approval workflows for client-facing content
Stay informed on evolving regulatory developments to ensure business practices reflect current industry standards and provide relevant guidance to team members
Conduct focused reviews to ensure compliance with product-specific regulatory requirements, particularly in the area of investment vehicles, digital disclosures, and public-facing documentation
Qualification
Required
Oversee daily operations related to the firm's promotional content review process, including the evaluation of digital, print, and social media materials to ensure alignment with internal governance standards and external regulatory expectations for both advisory and brokerage entities
Collaborate with cross-functional teams—including Marketing, Sales, and Communications—to ensure messaging consistency, policy adherence, and streamlined approval workflows for client-facing content
Stay informed on evolving regulatory developments to ensure business practices reflect current industry standards and provide relevant guidance to team members
Conduct focused reviews to ensure compliance with product-specific regulatory requirements, particularly in the area of investment vehicles, digital disclosures, and public-facing documentation
Company
Madison-Davis, LLC
Madison-Davis is a staffing and recruiting company offering financial services.
H1B Sponsorship
Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)
Funding
Current Stage
Growth StageCompany data provided by crunchbase