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World Finance · 1 day ago

Compliance Analyst

Greenville-Spartanburg-Anderson, South Carolina Area

Full-time

Onsite

Mid, Senior Level

3+ years exp

World Finance is seeking a Compliance Monitoring and Testing Analyst to support their Compliance Management System. This role involves conducting compliance monitoring and testing, evaluating third-party risk, and collaborating with cross-functional teams to mitigate risks and ensure adherence to regulations.

ConsultingFinancial ServicesPersonal Finance

Hiring Manager

Arnesha Rector, SHRM-CP

Responsibilities

Conduct second-line compliance monitoring and testing to assess the effectiveness of internal controls and the Compliance Management System (CMS)

Execute risk assessments to evaluate the Company’s adherence to federal and state consumer financial laws and internal policies

Evaluate third-party compliance with contractual, legal, and regulatory requirements through structured risk reviews during due diligence, onboarding and on an ongoing basis, managing multiple reviews in parallel

Analyze results and data trends to identify root causes of compliance issues and recommend corrective actions

Participate in testing activities related to internally driven changes in products, services, or processes as part of the Company’s change management procedures or those due to regulatory change

Provide summary risk reports and work with internal stakeholders and third parties to implement needed remediation measures

Collaborate with internal stakeholders (e.g., Legal, Information Security, Procurement) to implement and monitor controls that mitigate consumer and third party-related risks

Monitor inventories and remediation efforts to ensure timely resolution of identified compliance gaps and management reporting

Partner with internal teams to coordinate responses to regulatory changes and compliance initiatives

Support the Compliance Director with ad-hoc requests, special projects, and strategic initiatives

Promote a culture of compliance and continuous improvement through process enhancements and stakeholder education

Qualification

Third-party risk assessmentsCompliance Management SystemFederalState lawsCTRPR certificationQuantitative analysisQualitative analysisTask managementProcess improvementMS Office proficiencyCritical thinkingAttention to detailEffective communicationTeamwork