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Raymond James · 1 day ago

Operational Risk Specialist I

St. Petersburg, FL

Full-time

Hybrid

Mid, Senior Level

6+ years exp

Raymond James is a financial services firm that is seeking an Operational Risk Specialist I to monitor and analyze the organization's operational risk exposure. The role involves ensuring compliance with policies, conducting research, and advising on process improvements.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management

Growth Opportunities

Responsibilities

Ensure the organization is not exposed to undue risks by using risk management systems to achieve specific goals within a designated area of the business

Identify, within the team, instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and escalating issues as appropriate

Conduct research using primary data sources, and select information needed for the analysis of key themes and trends

Contribute to the preparation of various data and analytics reports

Advise others on how to design new processes and systems that meet professional standards

Contribute to stakeholder engagement by identifying stakeholders; by finding out their needs, issues, and concerns; and by reacting to these needs, issues, and concerns, arranging meetings and events and drafting supporting materials to promote understanding and commitment

Qualification

Risk managementData analysisOperational risk policiesStakeholder engagementCommunication skills

Required

Monitor and analyze the organization's operational risk exposure, and contribute to the development of operational risk policies

Analyze existing processes, procedures and systems and advise on improvements

Ensure the organization is not exposed to undue risks by using risk management systems to achieve specific goals within a designated area of the business

Conduct research using primary data sources, and select information needed for the analysis of key themes and trends

Contribute to the preparation of various data and analytics reports

Advise others on how to design new processes and systems that meet professional standards

Inspect, cleanse, transform, and model data to discover useful information, inform conclusions, and support decision-making

Identify, assess, prioritize and manage risks

Review and evaluate recommendations and requirements and to develop appropriate plans or deliver actions required

Bachelor's: Accounting, Bachelor's: Actuarial Science, Bachelor's: Applied Mathematics

General Experience - 6 to 10 years, Manager Experience - 3 to 6 years

Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)

Less than 25% travel

Hybrid workstyle