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TD · 1 day ago

Senior Financial Crime Risk Analyst

United States

Full-time

Remote

Senior Level

$34.75/hr - $56.50/hr

5+ years exp

TD Bank is one of the world's leading global financial institutions, and they are seeking a Senior Financial Crime Risk Analyst to contribute to the development and maintenance of their AML/ATF/Sanctions/ABAC programs. The role involves conducting reviews of customers to assess risks and supporting management in delivering initiatives related to risk assessment and compliance.

BankingFinanceFinancial ServicesWealth Management

Responsibilities

Contributes to the development of team procedures and governance processes and advises FCRM stakeholders and teams of changes and enhancements to enterprise FCRM programs and requirements and where they may impact in the organization

Works with FCRM partners and other related groups (such as Compliance, Legal and Risk etc.) to support creation of documentation and reports required by external regulatory bodies and TD internal groups

Conducts research, assesses FCRM risks and controls, and otherwise contributes to a specialized team of FCRM compliance professionals, interacting with key stakeholders

Provides governance oversight through management of the policy and training exemption governance and reporting processes to the FCRM Senior Executive Team (and related FCRM Sub-Committees)

Assists FCRM team members in the use of Issues and Events system for tracking and reporting

Prepares summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of the FCRM program

Delivers relevant subject matter expertise and FCRM advice to business / FCRM partners

Interacts with control functions within the organization

Develops and delivers training programs for applicable employees across the Bank

Conducts meaningful research, analysis, and assessment of FCRM program activities at the functional level using results to draw conclusions, make recommendations, assess the effectiveness of enterprise FCRM programs

Prepares research, analysis, updates tools and/or supports training activities specific to risk assessment

Contributes to the development of processes, procedures and guidance relevant to own specific FCRM function of expertise

Prioritizes and manages own workload to meet SLA requirements for service and productivity

Provides high quality service and advice to key business (FCRM) partners and monitors progress of initiatives, action plans, or similar activities

Protects the interests of the organization – identifies and manages risks, and ensures the prompt and thorough resolution of escalated non-standard, high-risk issues

Delivers relevant subject matter expertise and FCRM advice to business (FCRM) partners

Participates as assigned in new or revised product initiatives, advises businesses on FCRM compliance requirements and ensures that those requirements are properly written into requirements for business projects

Participates in FCRM level projects as needed, to facilitate and oversee changes to FCRM processes, systems, or practices

Coordinates with other FCRM partners and business compliance partners to ensure consistency in the application of FCRM programs and standards across the enterprise

Ensures relevant FCRM programs align with TD corporate philosophy and strategic direction

Monitors FCRM industry developments and maintains strong knowledge of evolving regulatory requirements and assesses potential impacts

Contributes to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk / provide guidance for complex situations

Complies with applicable internal and external audit and regulatory requirements and may actively provide support during Audit and Regulatory Reviews, providing recommendations and guidance as required

Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite

Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit, to determine level of BSA/FCRM compliance

Contributes to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk / provide guidance for complex situations

Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensures timely communication of issues / points of interest

Shares industry knowledge for own area of expertise and participates in knowledge transfer within the team and function

Grows knowledge of the business, related tools and techniques

Participates in personal performance management and development activities, including cross training within own team

Keeps others informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities

Contributes to the success of the team by willingly assisting others in the completion and performance of work activities, providing guidance as appropriate

Contributes to a fair, positive and equitable environment that supports a diverse workforce

Acts as a brand champion for the function and the bank, both internally and/or externally