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Wells Fargo · 1 week ago

Institutional Investment Operations Associate

CHARLOTTE, NC

Full-time

Onsite

New Grad, Entry Level

0+ years exp

Wells Fargo is seeking an Institutional Investment Operations Associate within our Client Data and Onboarding team as part of our Corporate Investment Banking Operations division. This role involves ensuring compliance with operational standards during the client onboarding process and shaping the future state of the centralized team.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Deliver high standards of client service while ensuring all internal risk and external compliance standards and requirements are fully met

Gather evidence of customer profile via documentary or non-documentary means utilizing both in-house and external sources

Initiate client onboarding processes by entering data into client onboarding system and sharing documents with internal teams such as Regulatory Due Diligence, Client Due Diligence, Client Maintenance, Legal and Compliance

Track progress and provide status of onboarding requests to the request initiator

Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the product/business supported

Maintain all WF internal control standards, implement new controls and address any internal or external audit points raised

Understand operations risk scenarios associated with the role and adhere to all policies

Qualification

Institutional Investment OperationsRegulatory compliance knowledgeAccount managementData analysisBSA/AML experienceCustomer serviceOperations experienceProcess improvementFinancial industry experience

Required

6+ months of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, or education