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Madison-Davis, LLC · 2 days ago

Head of E-Communications Compliance Monitoring

NYC Metro Area

Full-time

Hybrid

Director/Executive

$230K/yr - $270K/yr

Madison-Davis, LLC is a top-tier global bank seeking to hire a Head of E-Communications Compliance Monitoring. This high-impact leadership role involves managing the Communications Surveillance review team and collaborating with compliance stakeholders to ensure regulatory adherence and improve surveillance capabilities.

Human ResourcesInformation TechnologyStaffing Agency

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Manage and guide the Communications Surveillance review team, ensuring timely identification, escalation, and resolution of risks

Collaborate with supervisors and compliance stakeholders to handle escalated issues and ensure appropriate follow-up in line with regulations

Drive improvements in surveillance training by contributing subject matter expertise to central compliance training efforts

Design and manage performance metrics and reporting tools (e.g., MIS, KPIs, KRIs) to measure program effectiveness and surface critical findings

Lead the implementation and optimization of surveillance systems, ensuring alignment with regulatory requirements and industry best practices

Partner with Data Analytics teams to develop and refine models that enhance surveillance capabilities

Maintain up-to-date knowledge of evolving regulatory expectations and surveillance trends to keep the program forward-looking and robust

Serve as a liaison between Compliance leadership in the Americas and internal partners, including senior business leaders and global compliance officers

Qualification

E-Communications ComplianceSurveillance Systems ManagementPerformance Metrics DesignData Analytics CollaborationRegulatory Knowledge

Required