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Fifth Third Bank · 1 day ago

Licensed Invest Support Specialist II- Chardon, OH

Chardon, OH

Full-time

Onsite

Mid, Senior Level

$45K/yr - $86K/yr

5+ years exp

Fifth Third Bank is a financial institution that connects great people to great opportunities. They are seeking a Licensed Investment Support Specialist II to provide office management support for registered securities representatives, ensuring compliance and enhancing client relationships through administrative support and guidance.

BankingCommercial LendingFinanceFinancial ExchangesFinancial ServicesLendingMedia and EntertainmentMortgage

Responsibilities

Provide daily administrative support to designated registered representatives, and existing and potential clients

Provide guidance to the banking center partners as requested

Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order entry etc

Perform account maintenance including opening new accounts, money transfer requests, executing orders, address changes, etc

Ensure that all assigned trading transactions are executed in a timely and accurate manner, and that all documentation is maintained to standards

Maintain close contact with clients in order to ensure that they are informed about industry changes while deepening the relationship and serving the best interest of the client

Educate and coach business partners on current market conditions, products, compliance and operational duties

Support multiple registered securities representatives or representatives with very large books of business

Handle various administrative functions for the registered securities representatives including but not limited to executing trades

Ensure that all trading activity complies with federal and internal compliance regulations and guidelines

Work closely with Banking Center or Private Bank partners to identify new client opportunities and deepen existing client relationships

Help with onboarding of Investment Executives, Wealth Management Advisors, or Licensed Investment Support Specialists as requested

Perform other projects or duties as assigned

Qualification

Securities Industry Essentials (SIE)Series 7Series 66Series 66 65Series 66 63Insurance licensesFinancial services experienceCompliance regulationsMicrosoft OfficeCommunication skillsOrganizational skillsTime managementNegotiation skills

Required

High school diploma or equivalent

Securities Industry Essentials (SIE), Series 7, 66 (or 65 and 63), appropriate state resident insurance licenses for Life, Health, Long Term Care, and Variable Annuity certification are required as documented in the Fifth Third Securities Licensing Guidelines

Five (5) years of brokerage or related financial services experience

Excellent understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking products

Excellent communication and organizational skills

Must be able to work independently with limited supervision

Must be able to prioritize and effectively manage multiple tasks at once

Intermediate computer skills with demonstrated knowledge of Microsoft Word, Excel, and Power Point

Strong verbal and written communication and negotiation skills

Ability to meet deadlines under pressure utilizing excellent time management skills

Preferred

Bachelors degree in Finance, Economics, or Business Management preferred

Prior Brokerage experience preferred

Benefits

Comprehensive benefits

Incentive compensation plan

Company

Fifth Third Bank

Glassdoor3.7

Fifth Third Bancorp is a financial services company that specializes in small business, retail banking, and investments. It is a sub-organization of Fifth Third Bank.

Founded in 1858

Cincinnati, Ohio, USA

10001+ employees