Gulf Coast Bank · 1 day ago
Financial Advisor
Lafayette, LA
Full-time
Onsite
Mid LevelGulf Coast Bank is seeking a Financial Advisor to serve its customers by providing investment, retirement, and wealth management guidance. This role involves understanding client needs, recommending appropriate products and services, and ensuring compliance with all applicable bank policies and regulatory requirements.
BankingCredit CardsFinanceFinancial ServicesInsurance
Responsibilities
Build and maintain client relationships through trust-based financial advice
Identify client investment objectives, risk tolerance, and financial goals
Recommend appropriate products and services consistent with client needs and regulatory guidelines
Conduct all business in compliance with FINRA, SEC, and applicable banking regulations
Maintain accurate and timely records of client interactions and transactions
Collaborate with internal bank staff to identify referral opportunities and support client service
Stay current with market trends, regulatory changes, and industry best practices
Uphold the highest standards of integrity, confidentiality, and customer service
Qualification
Required
Active securities and insurance licenses as required (e.g., Series 7, 66, state insurance license)
Demonstrated experience in financial advising, investments, or wealth management
Strong communication, relationship-building, and sales skills
Ability to operate with professionalism and sound ethical judgment
Must adhere to Gulf Coast Bank's policies, procedures, and compliance standards
Must maintain all necessary professional licenses and continuing education requirements
Must maintain confidentiality of client and bank information
Company
Gulf Coast Bank
Gulf Coast Bank renders savings account, loans, debit, credit card, investment, insurance, financial, mobile and online banking services.
Founded in 1971
51-200 employees
Funding
Current Stage
Growth StageRecent News
2024-12-04
Company data provided by crunchbase