Futu Holdings Limited ยท 3 days ago
Financial Regulatory Analyst
Dallas, TX
Full-time
Onsite
Entry, Mid Level
$60K/yr - $90K/yr
2+ years expFutu US Inc. is a leading financial services company that operates under Futu Holdings Limited, providing innovative brokerage and wealth management solutions. The Financial Regulatory Analyst role focuses on ensuring compliance with financial regulations, assisting with accounting duties, and preparing regulatory filings while collaborating across departments.
FinanceFinancial ServicesFinTechOnline AuctionsTrading Platform
Responsibilities
Assist team with the Customer Reserve and PAB 15c3-3 computations
Assist team with Net Capital 15c3-1 calculation and FOCUS reports
Assist team with all financial related regulatory filings
Collaborate across multiple departments in the organization
Assisting in the development of financial statements and reports
Support accounting team with monthly journal entries, bank reconciliations, and the closing of each financial period
Assist with various financial and regulatory audits
Work with internal and external financial and regulatory auditors
Assist in maintaining and contributing to control processes and procedures
Assist independent audit process and FINRA audit
Ad hoc FINRA Reporting - preparation and analysis
Cross departmental coordination with daily requirements and projects
Contribute to various back office and system implementation projects across the organization
Performs other related duties as assigned
Qualification
Required
Bachelor's degree in accounting or similar
Series 27 or ability to obtain within 6 months
Preferred
2-3 years Regulatory reporting experience from broker dealer
2-3 years experience in CFTC reporting requirements for Futures Commission Merchants
2-3 years experience in NMLS reporting related to money transmitter license
Benefits
Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents
401k Employer Contribution: We match your contributions to help you grow your retirement savings
Generous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy
Opportunities for Professional Growth & Development: Invest in your future through hands-on learning, skill-building, and cross-functional work
Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success
Company
Futu Holdings Limited
Futu Holdings Limited (Nasdaq: FUTU) is a leading fintech company committed to transforming the investing experience for investors worldwide.
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2015-01-01Series Unknown
Recent News
yicaiglobal.com
2025-09-23
Company data provided by crunchbase