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StoneX Group Inc. · 1 day ago

AML Transaction Monitoring Analyst

Birmingham, AL

Full-time

Onsite

Entry, Mid Level

2+ years exp

StoneX Group Inc. is a Fortune 100, Nasdaq-listed provider with over 4,500 employees and a diverse client base. The AML Transaction Monitoring Analyst will be responsible for conducting transaction monitoring, alert reviews, investigations, and preparing narratives for Suspicious Activity Reports (SARs) to protect the firm from financial crimes.

FinanceFinancial ServicesIntellectual Property

No H1B

Hiring Manager

Arjanine Victor

Responsibilities

Manage daily alert volumes and investigations; escalate matters to AML mgmt. as necessary

Conduct additional reviews on transactional history and client profile to determine the applicable course of action with their manager; request additional information where needed

Memorialize rationale on how alerts or investigations are dispositioned; conduct follow up reviews where necessary

Prepare narratives and supporting information needed for filing Suspicious Activity Reports (SARs)

Conduct enhanced due diligence as needed

Work with team to address 314 (b) matters

Ability to conduct complex investigations involving matters such as reviews of multiple associated accounts

Keep abreast of new rules, regulations to further improve our investigation processes

Participate in related AML projects and remediations

Learn and develop a thorough comprehension of internal AML typologies relating to specific business lines. Utilize internal and external sources, and partner with other members within AML team to research and investigate cases

Qualification

Transaction monitoringDue diligenceAML regulationsTransaction monitoring toolMS ExcelCAMS certificationSoft skills

Required

Must have 2-5 years of experience in conducting transaction monitoring alert reviews, investigations, and due diligence in a financial services institution (product knowledge of Futures, Swaps, and/or OTC derivatives is needed)

Must have experience with a transaction monitoring tool (i.e. Nice Actimize, Oracle Mantas) and using a case management system

Ability to conduct enhanced due diligence and screening

Good understanding of AML, KYC, FINCEN, CIP, OFAC, PATRIOT Act, NFA, CFTC requirements and regulations is necessary

Operational knowledge of USD payment systems, including SWIFT, CHIPS, ACH, and FedFunds is a plus

Good working knowledge of MS Excel needed; Power BI a plus

Experience using LexisNexis, World Check or similar tools for due diligence required

CAMS certification a plus; if no CAMS certification, required to obtain with 12 months

Must be authorized to work in the US for any employer