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Nomura · 1 day ago

Internal Auditor Finance Associate

New York, NY

Full-time

Onsite

New Grad, Entry Level

$120K/yr - $150K/yr

Nomura is a global financial services group connecting markets East & West. The Internal Auditor Finance Associate role involves assisting in audits of the Finance Division, evaluating control structures, and supporting internal audit activities.

BankingFinanceFinancial Services

Responsibilities

Assist in the scoping and execution of assurance work in regional and global audits

Assess risks and evaluate the strength and viability of control structures and procedures within Finance and other functions

Ensure all audit work is executed in accordance with Departmental Audit Methodology and documentation standards

Review the implementation of data management frameworks

Stay actively engaged in all phases of assigned audits, from audit planning through testing, completing work-papers, drafting and clearing audit issues with stakeholders, and monitoring own time against budgets and deadlines

Monitor issue remediation status monthly and verify that issues are remediated prior to closure

Develop and assist in the implementation of effective data analytics and automated testing to identify internal control weaknesses during internal audit reviews and continuous auditing

Remain current on any changes to Nomura‘s risk profile through continuously monitoring the assigned area of responsibility and establishing close contact with Finance stakeholders. This includes participating in the maintenance of a quarterly dashboard analysis that tracks audit results, operational risk events and other key metrics, and updating the audit risk assessments appropriately

Assist in the monitoring of changes in Finance processes and systems, and adapting audit plans accordingly

Produce monthly reports of audit activities for Finance stakeholders

Qualification

Audit experienceRisk assessmentData analyticsFinancial ReportingRegulatory complianceCommunication skillsProject managementInterpersonal skills

Required

Prior experience in the audit of functions within a large financial institution

A good understanding of key processes, risks and controls in a large financial institution, with a preference for knowledge and experience in the Finance audit portfolio (Financial Reporting, Regulatory Capital Reporting, Taxation, Independent Price Verification, Collateral Management, Profit and Loss Reporting, Accounts Payable)

Expertise in understanding, assessing and documenting relevant risks and controls, and a good understanding of the role of technology

Experience in and ability to discuss risks and control issues effectively with senior auditees

Demonstrated ability to work across teams and multi-task

Confident manner and well-developed communication (both verbal and written), influencing, interpersonal and project management skills

Experience in designing or executing data analytics to improve audit efficiency and effectiveness

Accounting or Audit professional qualifications

Good understanding of US market structure, and the regulatory compliance environment, including SEC and CFTC regulatory requirements applicable to the global markets in the US

Preferred

A Bachelor's or Master's degree in Business, Finance, or Accounting

Benefits

Sign-on bonus

Restricted stock units

Discretionary awards

Full range of medical, financial, and/or other benefits

401(k) eligibility

Various paid time off benefits

Vacation

Sick time

Parental leave

Company

Nomura

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Nomura is an investment banking and securities firm that serve the needs of individuals, institutions, corporate and governments. It is a sub-organization of Nomura Capital Management.

Founded in 1925