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D.A. Davidson Companies · 1 day ago

Client Associate

Boise, ID

Full-time

Onsite

New Grad, Entry Level

D.A. Davidson Companies is an independent, employee-owned financial services firm with a rich history of over 80 years. They are seeking a motivated and detail-oriented Client Associate to provide excellent client service and support alongside Financial Professionals in their Boise branch.

Financial Services

Responsibilities

Provide extraordinarily professional and courteous client service managing client requests, account maintenance and effectively articulating certain requirements in a regulatory environment

Review, maintain and process account documents and information as well as solve complex issues and assignments related to client accounts and transactions including suspicious activity

Assist with crafting comprehensive financial plans for current and prospective clients

Assist in developing and implementing periodic client mailings, communications and events

Facilitate the transfer of client funds and/or securities and the issuance of checks upon request

Seek to innovate and streamline processes

Provide general support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned

Adherence to all branch, firm and compliance policies, procedures, rules and regulations

Other projects and duties as assigned

Qualification

Securities Industry Essentials (SIE)FINRA Series 7 ExamSeries 66 ExamMicrosoft WordMicrosoft ExcelMicrosoft OutlookMulti-taskingCommunication skillsProblem-solving skillsAttention to detail

Required

Eager to advance and grow in the Financial Services Industry ‒ Opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65])

High school graduate. Post-secondary education, or comparable work experience preferred

Solid technology skills (Microsoft Word, Excel and Outlook) and the desire to learn and leverage innovative technologies to optimize the client experience

Proven ability to build client/customer relationships including excellent communication (written and verbal) and problem-solving skills

Strong attention to detail and accuracy including the ability to accurately perform semi-advanced math

Ability to successfully handle multiple demands and competing priorities in a deadline-oriented environment