Raymond James · 1 day ago
Sr. Analyst, Risk Management
Raymond James is looking for a strategic thinker and data-driven problem solver to join their Risk Management team. In this role, you'll lead risk initiatives, analyze trends, and deliver insights that shape decision-making across the Operations division while collaborating with cross-functional teams and supporting compliance efforts.
BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
Responsibilities
Lead Risk Initiatives: Own and execute risk assessments, control reviews, and remediation efforts across Operations
Analyzing & Report: Identify trends, monitor key metrics, and deliver impactful reports to leadership and regulatory bodies
Collaborate & Communicate: Act as a key liaison for risk-related matters, building strong relationships across departments
Support Compliance: Partner with auditors and process owners to evaluate controls and implement risk-based solutions
Drive Change: Influence senior leaders, support change initiatives, and contribute to continuous improvement in risk practices
Qualification
Required
Strong analytical skills with experience interpreting complex data sets
Excellent communication and presentation abilities
Proven success managing risk projects and working independently
Deep understanding of risk frameworks (COSO, Basel II) and regulatory environments
Advanced proficiency in Microsoft Excel and Office Suite
High School (HS) (Required)
General Experience - 3 to 6 years
Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Preferred
FINRA SIE and Series 99 - Preferred, but not required
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
Funding
Current Stage
Public CompanyTotal Funding
$1.5B2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO
Recent News
TradingView
2025-12-16
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