Broadridge · 1 day ago
Transfer Agent Fraud Data Analyst (Hybrid)
Edgewood, NY
Full-time
Hybrid
Entry Level
$70K/yr - $90K/yr
3+ years expBroadridge is a company that empowers others to accomplish more, and they are seeking an enthusiastic Data Analyst specializing in Transfer Agent and Fraud to join their team. This role is responsible for conducting internal reviews, audits, and investigations to ensure compliance with policies and regulatory requirements while developing strategies to mitigate risks and enhance information security controls.
BankingCrowdfundingEnterprise SoftwareFinanceFinancial ServicesInformation TechnologyOutsourcingSoftwareVenture Capital
Responsibilities
Conduct periodic internal audits and risk assessments to ensure compliance with internal policies and external regulations
Lead or support investigations into compliance or fraud-related issues
Develop, implement, and manage risk management processes to identify, monitor, and mitigate business and information security risks
Maintain internal control documentation and ensure alignment with company standards and external requirements
Analyze operational and transactional data to identify trends, anomalies, and potential fraud risks within transfer agency processes
Develop and maintain dashboards, data monitors, and fraud alert thresholds to detect emerging risks and reduce false positives
Conduct root cause analyses on data irregularities and recommend process improvements to prevent future occurrences
Collaborate with internal technology teams and external vendors to strengthen verification processes and support audit readiness
Create data visualizations and management reports to communicate key fraud metrics, emerging threats, and audit results
Support automation of data collection and risk reporting processes to improve efficiency and accuracy
Provide training and awareness sessions on fraud prevention and red-flag indicators
Communicate with shareholders or issuers regarding data inconsistencies, account safeguards, and fraud mitigation efforts
Participate in client meetings and quarterly business reviews to educate clients on emerging fraud schemes and protective measures
Qualification
Required
Bachelor's degree or equivalent work experience
Experience in financial fraud risk management or data governance
At least 1 year of data visualization experience (e.g., Power BI, Access)
Minimum of 3 years of direct customer service experience
Preferred
Prior experience with equity transfer agency operations preferred
Company
Broadridge
Broadridge is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$3.05B2023-08-17Post Ipo Debt· $1.3B
2021-05-17Post Ipo Debt· $1B
2019-12-10Post Ipo Debt· $750M
Leadership Team
Timothy Gokey
Chief Executive Officer
Tyler Derr
Chief Technology Officer
Recent News
FF News | Fintech Finance
2025-12-03
2025-11-19
Company data provided by crunchbase