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Wells Fargo · 2 days ago

Senior Control Management Specialist

CHARLOTTE, NC

Full-time

Hybrid

Mid, Senior Level

4+ years exp

Wells Fargo is seeking a Senior Control Management Specialist for COO Non-Operations Control who will be part of the Horizontal BCM accountable for assessing and ensuring effective risk and control management. The individual is responsible for partnering with relevant business groups to monitor and ensure we are maintaining a strong control environment leading to sustainable mitigation of operational risk.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Execute control design and performance monitoring to ensure effectiveness of manual and automated controls

Ensure adequate steps have been taken to address root cause of identified issues and evidence is alignment with intended outcomes

Collaborate and partner with Business Control Management and Front-Line teams

Ensure control documentation is alignment with Internal Control Policy requirements

Provide credible challenge and improvement opportunities for existing controls to ensure adequate risk mitigation

Communicate results of Control Monitoring review to leadership and relevant stakeholders

Qualification

Risk ManagementControl ManagementRiskControl Self AssessmentIssue Management LifecycleAnalytical SkillsCommunication SkillsCollaboration

Required

4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Preferred

Experience conducting comprehensive Risk and Control Self Assessment (RCSA), including risk identification, evaluating, and designing controls, performing impact assessments, identifying control gaps, and implementing effective risk remediation strategies

Experience identifying, assessing, evaluating, and documenting controls, control procedures and control gaps, to mitigate and support operational and compliance risk

Experience supporting the Issue Management Lifecycle, including intake, monitor, classification, root cause analysis, corrective action planning, sustainability, and validation

Preferred experience in audit, regulatory compliance, operational risk, or risk management, or a combination, within the banking or financial services industry

Ability to effectively communicate in both written and verbal formats across all organizational levels, including senior executives

Ability to work with limited supervision

Experience developing partnerships and collaborating with other business and functional areas

Strong analytical skills with high attention to detail and accuracy