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Cambridge Associates · 1 day ago

Team Leader, Portfolio Compliance

Boston

Full-time

Hybrid

Mid, Senior Level

$86K/yr - $111K/yr

5+ years exp

Cambridge Associates is a leading global investment firm that helps clients manage custom investment portfolios. The Team Leader will oversee a team of Compliance Associates to ensure adherence to investment guidelines and regulatory requirements while promoting team development and operational excellence.

FinanceFinancial ServicesService IndustryVenture Capital

Responsibilities

Proactively engage with the team and the wider firm, demonstrating and promoting CA Values

Mentor, coach, and provide constructive feedback to junior team members, fostering their development

Lead by example as a subject matter expert on compliance systems, processes, policies, and models

Structure and facilitate productive meetings, encouraging open communication and diverse viewpoints

Invest in ongoing training and support for team members, ensuring continuous learning and growth

Supervise and mentor a team of associates, ensuring high standards of compliance monitoring and reporting

Oversee the creation and maintenance of Excel models for pre- and post-trade compliance

Ensure all transaction-based compliance issues are investigated, documented, and reported accurately and on schedule

Remove barriers and obstacles that hinder the team from achieving results

Provide coverage and support for team members during absences

Ensure thorough understanding and adherence to client investment policy statements and internal firm policies

Support the Portfolio Compliance Manager in identifying risks and proposing policy amendments

Coordinate with other departments to complete regulatory filings in a timely manner

Collaborate with external partners and service provides to ensure compliance standards are consistently met

Serve as a policy resource for investment, legal, management, and operational teams

Represent the team outside of Portfolio Compliance, acting as an ambassador and point of contact

Respond to ad hoc requests and provide compliance expertise as needed

Strive to refine and improve existing systems and procedures for ongoing process development and robustness

Stay current on industry trends through research, networking and conference attendance

Promote best practices and process improvements within the team

Qualification

Investment complianceMicrosoft ExcelPortfolio constructionCompliance softwareAnalytical skillsLeadership experienceCommunication skillsProblem solvingTeam collaboration