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Capital One · 1 day ago

Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME)

Wilmington, DE

Full-time

Onsite

Mid, Senior Level

$88K/yr - $100K/yr

1+ years exp

Capital One is a financial services company seeking a Subject Matter Expert for their Anti-Money Laundering Financial Intelligence Unit. The role involves conducting investigations, training, mentoring, and identifying process improvements within the AML framework.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Active working knowledge of current FIU investigative processes and procedures including having a general awareness of all applicable work types (e.g., Bank, Card, and COAF)

Assistance with pipeline queue work such as conducting alert and/or case investigations, while maintaining high standards of production and quality

Facilitation and assistance with the creation and/or maintenance of New Hire training, Refresher training, and other Departmental training initiatives

Ad-hoc responsibilities include assisting people leaders with duties (e.g., SAR reviews when the supervisor is on PTO, run team huddles, etc.) and participate in appropriate meetings when overseeing teams for people leaders

Identify opportunities to partner with groups outside of the department for collaboration, consistency, and awareness, when appropriate

Identifying process and procedural improvements, proposing potential solutions, and owning/managing the execution of ideas and outcomes

Acting as a “go-to” resource for leadership and investigators for questions and other various needs of the workstream while managing time in production and other responsibilities

Effective management of queue, time, and calendar with an ability to escalate when appropriate

Qualification

Anti-Money Laundering (AML)Investigative processesTrainingProcess improvementMentoringMicrosoft OfficeGoogle SuitesPublic speakingCritical thinkingEffective communicationLeadership

Required

High School Diploma, GED or equivalent certification

At least 1 year of Anti-Money Laundering (AML) experience within the financial industry

Active working knowledge of current FIU investigative processes and procedures including having a general awareness of all applicable work types (e.g., Bank, Card, and COAF)

Assistance with pipeline queue work such as conducting alert and/or case investigations, while maintaining high standards of production and quality

Facilitation and assistance with the creation and/or maintenance of New Hire training, Refresher training, and other Departmental training initiatives

Identify opportunities to partner with groups outside of the department for collaboration, consistency, and awareness, when appropriate

Identifying process and procedural improvements, proposing potential solutions, and owning/managing the execution of ideas and outcomes

Acting as a 'go-to' resource for leadership and investigators for questions and other various needs of the workstream while managing time in production and other responsibilities

Effective management of queue, time, and calendar with an ability to escalate when appropriate

A critical thinker who is able to identify enhancements and opportunities and develop and execute strong solutions, while fostering collaboration and teamwork among multiple individuals and workstreams

A proficient communicator who can move seamlessly between oral and written communication and is able to tailor presentations to the audience

An organized individual who prioritizes tasks appropriately, identifies and observes deadlines, and can manage multiple responsibilities at once

A strong leader who understands the value of building consensus

A driven investigator with a strong understanding of AML risk, management practices, and regulatory requirements