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IMP · 1 day ago

Sr Compliance Analyst

Boston, MA

Full-time

Onsite

Senior Level

5+ years exp

IMP Consulting is a high-profile consulting company serving the investment management industry, known for their innovative CLEAR Compliance service. They are seeking a Senior Compliance Analyst to join their CLEAR Compliance Consulting practice, responsible for project scoping, implementing compliance methodologies, and assisting with compliance upgrade projects.

ConsultingFinanceFinancial Services

Hiring Manager

Michelle McBurney

Responsibilities

Helping to scope projects and keep them on track

Implementing and following IMP’s proprietary compliance project methodologies

Performing extractions by reviewing client documentation to extract client requirements (rules, manual rules, workflows) from source documentation (IMAs, Prospectuses, SAIs, etc.)

Coding & testing rules in various OMS

Implementing best practices for asset managers

Assisting with data comparison between previous and new versions of the software such as accounts, rules, end-of-day compliance results, security master data, and other relevant compliance related data or functionality

Troubleshooting and identifying key data issues that are impacting compliance rules and functionality

Assisting with key compliance migration efforts and tasks (rule testing, account readiness review, etc.)

Qualification

Compliance experienceOMSProject managementBusiness analysisTest plan executionEquitiesFixed incomeDerivativesComplianceRelational databases knowledgeWriting SQL queriesSolid communication skills

Required

Minimum 5 years' industry experience

Bachelor's degree in finance, business, computer science or equivalent industry experience

Investment management (buy-side related) compliance experience, preferably as a compliance officer, compliance manager, or implementation specialist for a vendor

Experience working with a commercial OMS or custom system for large asset manager

Experienced in creating and executing test plans on projects for rule testing

Strong knowledge of equities, fixed income, derivatives, and the trade order life cycle

Solid written and oral communications skills