KeyBank · 1 day ago
Senior Lead Auditor - Capital Markets
United States
Full-time
Remote
Senior Level, Lead/Staff
$71K/yr - $122K/yr
3+ years expKeyBank is a national association seeking a Senior Lead Auditor for their Capital Markets division. The role involves coordinating and completing audits, managing staff, and ensuring compliance with laws and regulations across various capital market activities.
Banking
No H1B
Responsibilities
Demonstrate intermediate knowledge of audit concepts with a solid understanding of audit concepts within internal audit including documentation of planning deliverables, testing, audit findings and audit reports
Consistently demonstrate intermediate business writing skills and cohesively present information effectively to others
Prioritize and execute multiple assignments; identifies obstacles within the scope of assignments; proactively communicate delays in assigned deliverables or additional capacity availability; effectively delegate work when necessary
Exhibit intermediate leadership skills by leading or providing oversight on stand-alone and integrated reviews or ad-hoc projects while managing staff and delivering feedback on performance
Exhibit an intermediate understanding of product skills and business, industry and regulatory concepts
Develop relationships with clients; thoughtfully engage in networking with members of your team, within Internal Audit and across Key, to build lasting relationships
Performs other duties as assigned; duties, responsibilities and/or activities may change or new ones may be assigned at any time with or without notice
Complies with all KeyBank policies and procedures, including without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest, and acting in the best interests of Key’s clients and Key
Qualification
Required
Bachelor's Degree
3+ years of relevant audit experience
Certified Internal Auditor (CIA)
Certified Fraud Examiner (CFE)
Certified Public Accountant (CPA)
Series 7
Demonstrate intermediate knowledge of audit concepts with a solid understanding of audit concepts within internal audit including documentation of planning deliverables, testing, audit findings and audit reports
Consistently demonstrate intermediate business writing skills and cohesively present information effectively to others
Prioritize and execute multiple assignments; identifies obstacles within the scope of assignments; proactively communicate delays in assigned deliverables or additional capacity availability; effectively delegate work when necessary
Exhibit intermediate leadership skills by leading or providing oversight on stand-alone and integrated reviews or ad-hoc projects while managing staff and delivering feedback on performance
Exhibit an intermediate understanding of product skills and business, industry and regulatory concepts
Develop relationships with clients; thoughtfully engage in networking with members of your team, within Internal Audit and across Key, to build lasting relationships
Complies with all KeyBank policies and procedures, including without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest, and acting in the best interests of Key's clients and Key
Preferred
Bachelor's Degree (preferred)
3+ years of relevant audit experience (preferred)
Benefits
Eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.
Company
KeyBank
At KeyBank we’ve made a promise to our clients that they will always have a champion in us.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Chris Gorman
Chairman, Chief Executive Officer, and President, KeyCorp
Holly Santoro
Executive Administrator to the Chairman & CEO
Recent News
2023-08-28
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