Goldman Sachs · 1 day ago
Internal Audit-New York-Associate-Technology Audit - Compliance & Legal
New York, New York, United States
Full-time
Onsite
Mid, Senior Level
$85K/yr - $140K/yr
4+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. The Internal Audit team is looking for detail-oriented individuals to assess the firm's internal control structure and ensure compliance with laws and regulations, while providing assurance on data quality and system controls.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Compliance and Legal Technology IA team is responsible to primarily cover Compliance and Legal Engineering functions including firm-wide Surveillance Monitoring, AML and Sanctions Screening, Control Room Compliances, etc. As a CL Technology Auditor, you will be involved to provide assurance on the data quality, surveillance system logic, metrics generation, along with General technology controls for underlying applications
You will play a vital role in the scoping and planning of the audits, deploy audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate the risks, and discuss the results with the firm’s local and global management
In addition, you will also monitor and follow up with management on the resolution of the open audit findings
Qualification
Required
4-8 years of experience as a technology auditor covering IT application and general controls
Understanding of software development and system architecture
High level understanding of databases, operating systems and messaging
Proficiency in Excel and SQL
Strong written and verbal communication skills
Understanding of Financial Crime Compliance, Sanction screening, Anti Money Laundering and common financial products
Ability to review code (Java, C#, C++, Python, VBA macros etc.)
Experience with Data Analytics tools and techniques
Relevant certification or industry accreditation (e.g., CISA, CISSP, CAMS)
Benefits
Discretionary bonus
Valuable and competitive benefits and wellness offerings
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
BATimes Newspaper
2026-01-08
2026-01-08
Morningstar.com
2026-01-08
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