First Title & Escrow · 2 days ago
Compliance Manager
United States
Full-time
Remote
Senior Level
5+ years expFirst Title & Escrow is a technology-forward leader in the title insurance and closing services industry. As a Compliance Manager, you will be responsible for developing and managing the company’s compliance program to ensure adherence to regulations in the title and closing industry, while providing oversight and guidance to maintain operational integrity and mitigate risk.
Commercial Real EstateReal EstateResidential
Responsibilities
Develop, implement, and maintain comprehensive compliance programs aligned with federal, state, and local regulations governing title and settlement operations
Monitor changes in legislation and regulatory requirements, and proactively update policies and procedures accordingly
Conduct internal audits, risk assessments, and compliance reviews to identify potential areas of concern and implement corrective actions
Complete and maintain SOC II & ALTA Best Practice requirements, annually
Provide guidance and training to employees on compliance policies, ethical standards, and regulatory requirements
Request new underwriting agreements, E&O Insurance, bonds and licensing for new JV Partners
Investigate compliance issues, complaints, and violations, documenting findings and recommending resolutions
Serve as the primary point of contact for regulatory agencies and respond to audits or inquiries
Collaborate with legal, operations, and risk management teams to ensure consistent compliance practices across all offices and business units
Prepare and present regular compliance reports to senior management
Promote a culture of ethical conduct and compliance awareness throughout the organization
Qualification
Required
Candidates MUST have experience in Title & Escrow
Bachelor's degree in Business, Law, Finance, or related field
Minimum of 5 years of experience in compliance, legal, or regulatory roles, preferably in the title, settlement, or financial services industry
Strong knowledge of federal and state real estate, title, and settlement regulations
Experience with risk assessment, internal auditing, and policy development
Excellent analytical, organizational, and problem-solving skills
Strong communication and interpersonal skills with the ability to train and influence employees at all levels
High ethical standards and the ability to handle sensitive information with confidentiality
Preferred
advanced degree or certifications (e.g., CRCM, CCEP)
Company
First Title & Escrow
First Title & Escrow is a national title company, a leader and pioneer in their industry.
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
unknownKey Investors
Turk & Co
2024-12-05Corporate Round
Leadership Team
Stephen Papermaster
President
Recent News
2024-12-05
Company data provided by crunchbase