Simmons & Hanbury · 2 days ago
Compliance Officer - Leading Systematic Trading Firm
Stamford, CT
Full-time
Onsite
Senior Level
5+ years expSimmons & Hanbury is an advanced global trading firm seeking a highly motivated Compliance Officer to join their Trading Compliance team. The role involves supporting the Head of Compliance in building and maintaining the compliance programme, managing regulatory requirements, and ensuring adherence to compliance standards.
Staffing & Recruiting
Hiring Manager
Nicholas Ford
Responsibilities
Support the Head of Trading Compliance in building and maintaining the firm’s compliance programme for a leading quantitative fund
Research and interpret regulatory requirements, ensuring the firm remains aligned with evolving global rules
Manage regulatory horizon scanning, reporting obligations and policy implementation to maintain compliance standards
Become involved in trade alerting/surveillance for the wider business
Qualification
Required
Circa 5+ years compliance experience with ideally a background in either asset/investment management, hedge fund, markets or trading firms
Strong attention to detail and able to manage multiple projects efficiently under tight deadlines
Strong communicator with collaborative mindset, capable of independent work and effective stakeholder engagement
Preferred
Beneficial to have exposure across quantitative or systematic trading systems/environments
Ideally based in Stamford, Connecticut, but open to working between New York and Stamford
Company
Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best talent and future leaders for our clients.
11-50 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase