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Cambridge Associates · 1 day ago

Portfolio Compliance Associate

Boston, MA

Full-time

Onsite

Entry Level

$66K/yr - $86K/yr

1+ years exp

Cambridge Associates is a leading global investment firm that helps clients implement and manage custom investment portfolios. The Portfolio Compliance Associate is responsible for monitoring compliance with investment guidelines for portfolios managed by the firm's OCIOs, including creating Excel models and investigating compliance issues.

FinanceFinancial ServicesService IndustryVenture Capital

Responsibilities

Establishing a thorough understanding of client investment policy statements, the policies of Cambridge Associates and CA Capital Management

Creating and maintaining appropriate Excel models to monitor portfolio compliance both pre - and post-trade

Ensuring all transaction-based compliance issues are properly investigated, documented, and incorporated into monthly reports

Assist the Portfolio Compliance Manager in proposing policy amendments to address identified risks and/or inefficiencies

Working with other departments within the firm to complete various regulatory filings in a timely manner

Serving as a policy resource to members of the investment, legal, management and operational teams

Providing coverage for absent Portfolio Compliance team members

Staying abreast of industry trends through personal research, networking, and conference attendance

Performing other ad hoc requests as assigned

Qualification

Investment complianceMicrosoft ExcelQuantitative analysisAnalytical skillsCharles RiverBloomberg AIMEze CastleCommunication skillsAttention to detailProblem solvingTeamwork