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RSM US LLP · 1 day ago

Risk and Regulatory Compliance Associate

United States

Full-time

Remote

Entry Level

$68K/yr - $94K/yr

1+ years exp

RSM US LLP is a leading provider of professional services to the middle market globally, dedicated to instilling confidence in a world of change. The Risk and Regulatory Compliance Associate will assist in monitoring compliance with firm policies and regulatory obligations, ensuring adherence to various regulations including AML and CPA requirements.

AccountingConsultingFinancial Services

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Drive compliance with RSM policies and regulatory requirements by leveraging firm compliance tools and providing guidance on firm policies and regulatory requirements. Review and approve the timely submission of CPA and other regulatory licenses submitted by firm personnel

Manage and respond to inquiries from firm personnel regarding compliance matters relating to firm policy and/or applicable regulatory bodies. Ensure timely communication and maintain clear documentation for compliance purposes

Assist with RSM business licensure & annual filings to ensure completeness and accuracy of the data, including performing related research, data gathering and reconciliation

Assist with completing firm licensure applications and maintaining the related SharePoint site to ensure the firm’s business licenses remain current across all jurisdictions in which the firm operates

Collaborate with members of the Regulatory Risk and Compliance team, Talent Development and Management, and other firm personnel of various RSM member firms to support these responsibilities

Support the AML process through accurate monitoring, communication and reporting in alignment with the firm's AML policy and requirements

Provide support for ad hoc requests relating to enterprise risk and regulatory compliance activities in collaboration with various RSM member firms

Qualification

Regulatory compliance experienceMicrosoft ExcelAML compliance knowledgeProject coordinationFluency in FrenchProcess improvementResearch skillsWritten communicationVerbal communicationOrganization skillsAttention to detailRelationship-buildingConfidentiality

Required

Strong proficiency with Microsoft Excel

Bachelor's degree in accounting, commerce, business administration, or comparable education

Minimum of 1-3 years of experience in a regulatory compliance role and/or as a project coordinator

Excellent written and verbal communication skills with the ability to articulate ideas clearly and concisely and communicate effectively with diverse audiences, including internal stakeholders and regulatory bodies

Strong organization skills and work ethic, demonstrated by delivering high quality work in a timely manner, while effectively managing and prioritizing multiple projects

Ability to read, interpret, and apply rules, regulations, policies and procedures, as well as evaluate information against a set of standards

Strong attention to detail with excellent proofreading skills

Comfortable working in a fast-paced environment, both independently and collaboratively within a team

Skilled at consolidating information and performing research using available tools and resources

Ability to maintain confidentiality and exercise discretion with sensitive internal information

Capable of identifying issues and escalating appropriately when needed

Strong relationship-building skills to develop and maintain professional and internal networks and resources

Proactive in identifying and implementing process improvements

Preferred

Fluency in French

Experience and knowledge in Canadian Anti-Money Laundering (AML) compliance

Previous compliance experience in a professional services environment

Experience with ServiceNow or other similar intake system

Proficiency with Alteryx, Power Query or Power BI skills

Benefits

Flexibility in your schedule

Competitive benefits and compensation package

Company

RSM US LLP

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Founded in 1926

Chicago, Illinois, USA

10001+ employees

http://www.rsmus.com/

H1B Sponsorship

RSM US LLP has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (98)

2024 (84)

2023 (102)

2022 (102)

2021 (74)

2020 (72)