Charles Schwab · 1 day ago
Senior IT Auditor, Corporate Functions
Westlake, TX
Full-time
Hybrid
Mid, Senior Level
3+ years expCharles Schwab is committed to championing every client’s goals with passion and integrity. The Senior IT Auditor will be responsible for executing audits over the firm’s corporate and risk management functions, focusing on Application Controls, automated functionality, and data integrity to support business processes.
Financial Services
Responsibilities
Participate in the planning and execution of internal audit assignments, ensuring work is performed in accordance with IIA standards and IAD policies and procedures. Responsibilities will include: scheduling and participation in audit meetings; participation in scoping discussions; drafting of audit results; design and execution of testing; and completion and review of work papers. Additionally, assist in the tracking of team operations including audit status, issue status, and budgets
Based on the results of audit testing, identify and draft audit observations for review by the Internal Audit Manager/Senior Manager (and above levels) and subsequent debriefing with the key partners (typically VP-level and below)
Conduct validation testing of the audit issue action plans completed by the business
Under the direct supervision of IAD Management, participate in the annual Risk Assessment process, including scheduling and participation in meetings with partners, and the scoring and documentation of risk ratings
Provide support, mentoring, and feedback to audit team members throughout the audit. Provide assistance with onboarding and ongoing support to new team members
Completion of firm-wide and departmental administration and training requirements
As needed, assist with special projects related to business operational improvement or internal team needs
Qualification
Required
3 - 5+ years of information technology audit experience with growing responsibility
Demonstrated experience performing internal audits amongst a sophisticated operational and regulatory environment
Ability to work as a member of a project team and cultivate a strong working relationship with external co-sourcing providers and internal lines of businesses
Understanding of risks and internal controls and the ability to evaluate and figure out adequacy and efficiency of controls
Stays current on industry and regulatory issues and standard methodologies; imparts this knowledge to the team and the auditees
Excellent analytical skills, including the ability to anticipate issues and to craft appropriate solutions
Strong verbal and written communication skills with a shown ability to articulate effectively and expertly
Bachelor's degree required
Preferred
CISA, CPA, or CIA strongly preferred. Other relevant certifications will be considered
Financial services and/or Big 4 Accounting experience a plus
Benefits
401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance
Company
Charles Schwab
We have plans for every turn you take.
10001+ employees
H1B Sponsorship
Charles Schwab has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (579)
2024 (468)
2023 (455)
2022 (705)
2021 (483)
2020 (282)
Funding
Current Stage
Late StageLeadership Team
J
Jim McGreevy
Senior Project Manager
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