ACC San Diego - Association of Corporate Counsel · 1 week ago
Senior Governance Analyst
Camden, NJ
Full-time
Onsite
Senior LevelACC San Diego - Association of Corporate Counsel is seeking a Senior Corporate Governance Analyst to support the Corporate Secretary and SEC Counsel in various SEC and corporate governance matters. The role involves handling compliance processes, assisting with SEC filings, and managing insider trading procedures.
Law Practice
Responsibilities
The Senior Corporate Governance Analyst will report to the Vice President, Chief SEC Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services Department
The Senior Corporate Governance Analyst will independently handle or provide support to the Corporate Secretary and the SEC Counsel, as appropriate for the matter, with respect to: (1) various SEC and corporate matters, including compliance processes associated with SEC and Section 16 filings, equity and debt financings, management of the insider trading window preclearance process, (2) various corporate governance and executive and director compensation matters, (3) corporate and subsidiary management activities and compliance, (4) compliance with New York Stock Exchange (NYSE) regulations, and (5) other responsibilities to be assigned from time to time by the Corporate Secretary or the SEC Counsel
The Senior Corporate Governance Analyst will also assist the Corporate Secretary with respect to a wide range of matters associated with the operation and governance of American Water’s Board of Directors and its committees thereof
The Senior Corporate Governance Analyst may serve as Assistant Secretary to one or more entities, as appropriate and when and as designated by the Board of Directors of each such entity at the request of the Corporate Secretary
Assist with legal and compliance processes associated with the preparation of various SEC filings, including Forms 10-K and 10-Q, Form 11-K and Section 16 filings
Assist the Corporate Secretary and SEC Counsel with due diligence and other matters associated with the Company’s equity and debt financing transactions, including due diligence and closing documents
Assist with the filing of registration statements on Forms S-3 and S-8, and proxy statements, including D&O questionnaires and other due diligence
Assist the Corporate Secretary and SEC Counsel with matters attendant to American Water’s annual meeting of shareholders
Manage the insider trading window pre-clearance process, including the acceptance, review and processing of preclearance requests
Assist the Corporate Secretary with beneficial ownership reporting and tracking, and compliance with the Company’s executive and director stock ownership guidelines and stock retention requirements
Qualification
Required
Experience in handling SEC and corporate matters, including compliance processes associated with SEC and Section 16 filings
Knowledge of equity and debt financings
Experience managing the insider trading window preclearance process
Understanding of corporate governance and executive and director compensation matters
Experience with corporate and subsidiary management activities and compliance
Knowledge of compliance with New York Stock Exchange (NYSE) regulations
Ability to assist with legal and compliance processes associated with the preparation of various SEC filings, including Forms 10-K and 10-Q, Form 11-K and Section 16 filings
Experience with due diligence and other matters associated with equity and debt financing transactions
Ability to assist with the filing of registration statements on Forms S-3 and S-8, and proxy statements
Experience managing the insider trading window pre-clearance process
Ability to assist with beneficial ownership reporting and tracking, and compliance with executive and director stock ownership guidelines and stock retention requirements
Company
ACC San Diego - Association of Corporate Counsel
As the leading in-house counsel association in San Diego, ACC San Diego promotes the interests of in-house counsel across the region through the sharing of information, education, networking, and advocacy, while demonstrating innovation and leadership for the benefit of the profession.
Founded in 1992San Diego, California, US
2-10 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase