BMO · 2 days ago
Senior Compliance Officer
Milwaukee, WI, USA
Full-time
Onsite
Mid, Senior Level
$81K/yr - $152K/yr
6+ years expBMO is a financial institution that is looking for a Senior Compliance Officer to join their Compliance Program Management team. This role is responsible for monitoring regulatory changes and ensuring compliance with applicable regulations, while serving as a primary contact for stakeholders in the Regulatory Change Management process.
BankingCrowdfundingFinanceFinancial Services
Responsibilities
Monitor, analyze and communicate regulatory developments promulgated by US and Canadian financial regulators
Communicate applicable regulatory developments to Legal and 2LOD for analysis and 1LOD for implementation
Conduct the day-to-day workflow of the RCM process working with stakeholders
Serve as the primary contact for stakeholders on the RCM process and GRC tool including questions, deliverables, and system access
Tracking and reporting of assigned items to impacted businesses, management teams and various committees
Partner with Legal colleagues to determine the applicability for inclusion of regulations in the RCM coverage universe
Manage and maintain the integrity of the regulatory inventory
Support the development and testing of automation and continued enhancement of the RCM process in the GRC tool
Review and update applicable RCM procedures and standard documents
Create and deliver RCM specific training to stakeholders
Escalate issues and risks to management where appropriate
Exercises judgment to identify, diagnose, and solve problems within given rules
Work independently and regularly handles non-routine situations
Operate as a self-directed contributor, independently managing multiple workstreams and seeing assigned projects through completion
Broader work or accountabilities may be assigned as needed
Qualification
Required
Typically minimum of 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience
Strong communication, critical thinking, relationship management and project management skills
Deep knowledge and technical proficiency gained through extensive education and business experience
Verbal & written communication skills - In-depth
Collaboration & team skills - In-depth
Analytical and problem solving skills - In-depth
Influence skills - In-depth
Data driven decision making - In-depth
Preferred
Experience in Regulatory Change Management strongly preferred
J.D. or recognized compliance certificate is a plus
Benefits
Health insurance
Tuition reimbursement
Accident and life insurance
Retirement savings plans
Company
BMO
We’re a bank, but there’s more to it than that. When you join BMO, it opens a world of opportunities.
10001+ employees
H1B Sponsorship
BMO has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (7)
2024 (2)
2023 (6)
2022 (4)
2021 (2)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$7.54B2025-10-23Post Ipo Debt· $142.91M
2025-02-26Post Ipo Debt· $871.76M
2024-07-09Post Ipo Debt· $750M
Leadership Team
David Casper
U.S. Chief Executive Officer
Azam Dawood
Head Of Sourcing
Recent News
MarketScreener
2026-01-06
2025-12-24
2025-12-18
Company data provided by crunchbase