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Fidelity Investments · 1 day ago

Director, Asset Management Compliance Programs and Sub-Adviser Oversight

Smithfield, RI

Full-time

Hybrid

Senior Level, Lead/Staff

$103K/yr - $211K/yr

10+ years exp

Fidelity Investments is a leading financial services firm, and they are seeking a Director for their Asset Management Compliance Programs and Sub-Adviser Oversight. This role is responsible for supporting the development of compliance programs and overseeing compliance requirements while interacting with compliance leaders to ensure adherence to regulations.

Asset ManagementFinanceFinancial ServicesRetirementWealth Management

Growth Opportunities

No H1B

Responsibilities

Drive regulatory compliance for Fidelity’s asset management business by overseeing key service providers, providing guidance on program elements, and providing support and reporting to chief compliance officers and fund boards

Qualification

Compliance experienceRegulatory knowledgeAsset management lawsProject managementOrganizational skillsProcess improvementCommunication skillsCritical thinking

Required

Bachelor's degree or equivalent

Strong compliance, risk, and/or regulatory experience in the financial services industry

Typically, 10+ years industry-related experience

Strong understanding of asset management laws and regulations, including investment company, investment adviser businesses, and commodities rules as well as knowledge of industry practices relating to alternative investments or digital assets

Broad familiarity with Fidelity's Asset Management business and fund service providers across the firm

Ability to understand complex issues and compliance requirements and to provide clear and concise explanations in written and verbal communications, including to senior members of Fidelity

Proven time and project management skills

Outstanding organizational skills and people and program management while also contributing a high volume of individual work

Driven to evaluate opportunities for process improvements through technology and other creative solutions