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Wells Fargo · 3 days ago

Senior Supervisory Control Specialist

MINNEAPOLIS, MN

Full-time

Onsite

Mid, Senior Level

$87K/yr - $154K/yr

4+ years exp

Wells Fargo is seeking a Senior Supervisory Control Specialist to join their Client Relationship Group within Wealth and Investment Management. This role is responsible for supervisory oversight of practices within the Branches, ensuring adherence to regulatory, compliance, and legal requirements while working with business partners to mitigate risks and provide effective solutions.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Lead or participate in risk management, including supervisory risk and human capital risk within the private client group

Contribute to identify risks in the region and implement controls to mitigate risks

Review and identify risks in the region, ensure that risks are appropriately addressed and promote an effective control environment in markets, complexes, and branches

Lead or participate in complex initiatives to implement controls and mitigate risks

Serve as an escalation point for risk, supervisory, and human capital matters

Collaborate with supervision, legal, compliance, human resources, credit, risk, branch, and hub leadership to identify risks in the region

Implement controls to mitigate risks while leveraging solid understanding of the firm's policies and procedures

Collaborate and consult with director of private client group, business risk management and the Regional President to identify region risks

Partner with supervision, legal, compliance, human resources, credit, risk, market, complex, branch, and hub leadership

Qualification

Supervisory ControlRisk ManagementFINRA Series 7FINRA Series 66Annuity Life & Health InsuranceFinancial Services ExperienceAlternative Investments KnowledgeCommunication SkillsNegotiation SkillsConflict ManagementDecision MakingProject Leadership

Required

4+ years of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 66 examination (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Annuity Life & Health Insurance