LPL Financial · 1 day ago
New Accounts Analyst - Foreign Account Operations
Fort Mill, SC
Full-time
Onsite
Entry, Mid Level
$24.60/hr - $41.01/hr
2+ years expLPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success while helping clients pursue their financial goals. The Analyst – Foreign Account Operations manages the full lifecycle of foreign accounts, ensuring compliance with international regulations and driving process improvements to enhance operational efficiency and client experience.
FinanceFinancial Services
Responsibilities
Lead and oversee foreign account opening, maintenance, and closure processes
Review and approve documentation for complex or high-risk accounts
Act as an escalation point for inquiries related to foreign account operations
Collaborate with Compliance, Legal, and Risk teams to resolve regulatory or procedural issues
Analyze workflow metrics and identify opportunities for process improvement and risk mitigation
Develop and maintain detailed standard operating procedures (SOPs)
Provide training, mentorship, and guidance to team members
Support audits and regulatory reviews by preparing documentation and responding to inquiries
Ensure accurate recordkeeping and adherence to data integrity standards
Lead cross-functional projects aimed at improving efficiency and client experience
Execute control activities to ensure adherence to firm policies and guidelines
Qualification
Required
2+ years of experience in financial operations with a focus on foreign account processing
2+ years of in-depth knowledge of international regulatory requirements (AML/KYC)
Strategic thinker with strong analytical and problem-solving abilities
Ability to manage complex projects and prioritize competing deadlines
High attention to detail and commitment to accuracy
Strong leadership and team development skills
Be curious - identify deficiencies and find ways to continuously improve the process through controls testing and routine assessments
Preferred
Experience in process improvement (Lean methodologies – root cause problem solving) and operational risk mitigation
Familiarity with global financial products and services
BETA and excel experience is essential for job duties
ClientWorks, BOPM/Camunda, Archer, MS office suite experience is preferred
Multilingual skills or experience working with international clients is a plus
Strong leadership and decision-making skills
Excellent communication and interpersonal skills, with the ability to influence and collaborate across departments
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
And more
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Chief Executive Officer
Sid Vyas
Chief Technology Officer/EVP
Recent News
MarketScreener
2025-12-16
2025-12-12
Company data provided by crunchbase