BMO U.S. · 1 day ago
Senior Compliance Officer
BMO U.S. is a financial services company dedicated to creating positive change for customers and communities. They are seeking a Senior Compliance Officer to oversee regulatory change management, ensuring compliance with applicable regulations and maintaining the integrity of the regulatory inventory.
Banking
Responsibilities
Monitor, analyze and communicate regulatory developments promulgated by US and Canadian financial regulators
Communicate applicable regulatory developments to Legal and 2LOD for analysis and 1LOD for implementation
Conduct the day-to-day workflow of the RCM process working with stakeholders
Serve as the primary contact for stakeholders on the RCM process and GRC tool including questions, deliverables, and system access
Tracking and reporting of assigned items to impacted businesses, management teams and various committees
Partner with Legal colleagues to determine the applicability for inclusion of regulations in the RCM coverage universe
Manage and maintain the integrity of the regulatory inventory
Support the development and testing of automation and continued enhancement of the RCM process in the GRC tool
Review and update applicable RCM procedures and standard documents
Create and deliver RCM specific training to stakeholders
Escalate issues and risks to management where appropriate
Exercises judgment to identify, diagnose, and solve problems within given rules
Work independently and regularly handles non-routine situations
Operate as a self-directed contributor, independently managing multiple workstreams and seeing assigned projects through completion
Broader work or accountabilities may be assigned as needed
Qualification
Required
Typically minimum of 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience
Strong communication, critical thinking, relationship management and project management skills
Deep knowledge and technical proficiency gained through extensive education and business experience
Verbal & written communication skills - In-depth
Collaboration & team skills - In-depth
Analytical and problem solving skills - In-depth
Influence skills - In-depth
Data driven decision making - In-depth
Preferred
Experience in Regulatory Change Management strongly preferred
J.D. or recognized compliance certificate is a plus
Benefits
Health insurance
Tuition reimbursement
Accident and life insurance
Retirement savings plans
Company
BMO U.S.
We’re a bank, but there’s more to it than that. We're a top ten bank in North America and have been serving our customers since 1817.
H1B Sponsorship
BMO U.S. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1)
2024 (11)
2023 (41)
2022 (22)
2021 (14)
2020 (21)
Funding
Current Stage
Late StageRecent News
2025-10-16
2025-09-23
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