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Wealth Enhancement · 1 day ago

Associate Financial Advisor

Houston, TX

Full-time

Onsite

Entry Level

2+ years exp

Wealth Enhancement is an independent wealth management firm dedicated to enriching the lives of clients through personalized financial planning. The Associate Financial Advisor will support senior advisors in managing client relationships, preparing financial plans, and ensuring top-notch service to help clients achieve their financial goals.

Financial ServicesRisk ManagementWealth Management

Responsibilities

Work with the financial advisory team to actively manage client relationships with excellent service

Assist the Financial Advisor during client meetings and with follow-up

Take meeting notes and promptly enter into CRM

Present financial advice or plan to client with the Financial Advisor

Meet with client to obtain additional planning information or to clarify/confirm information provided

Analyze client’s investments, insurance policies, and financial plan

Place trades and oversee/manage tasks completed by the client service team

Prepare annual reviews as required by the team

Systematize the review process utilizing the CRM system

Gather data for client reviews and review client files for additional sales opportunities

Create reviews utilizing the Wealth Enhancement Group review system

Create financial plans for clients as required by the team

Analyze a client’s financial data in light of their financial goals

Meet or call clients to obtain any additional planning information or clarify/confirm information provided

Prepare client information to present to the Roundtable, if required

Work effectively and professionally with the Financial Planning department, if required

Participate in Wealth Enhancement Group trainings, educational events, coaching programs, and proficient in advisor/client facing technology

Adherence to the Wealth Enhancement Group’s Corporate Communication Strategy and in good compliance standing

Qualification

Financial PlanningSeries 7Series 66Wealth Management ExperienceAnalytical SkillsCRM ProficiencyOrganizational SkillsCommunication Skills

Required

4-year degree required; business, finance, economics preferred

2+ years of experience within the wealth management industry

Series 7, 66 (BD/RIA)

Series 65 (RIA Only)

Able to prepare client reviews and assist in meetings with senior advisors

Possesses excellent analytical, organizational, and communication skills (both oral & written)

Able to manage multiple projects at once

Engagement in the community

Preferred

Insurance Licenses a plus

Benefits

Training and professional development

Medical, dental and vision coverage (Available to full-time employees and their families)

Health Savings Account (HSA) with employer contribution and Flexible Spending Accounts (FSA) for medical, dependent, and transit expenses

Life and AD&D insurance – employer paid and voluntary options

Short-term and long-term disability, workers compensation – employer paid

401k with match and profit sharing

Wellness programs and resources

Voluntary benefits, including pet insurance

18 days of paid time off (PTO), accrued annually (25 PTO days after 4 years of service)

12 paid holidays each year (10 pre-determined and 2 floating days)

Paid parental leave and paid caregiver leave (Caregiver leave available after 6 months of tenure)

Reimbursement for tuition, licensing, and other credentials (Available after meeting service requirements)

Company

Wealth Enhancement

In 1997, four advisors sharing an office space discovered they also shared an essential belief: The financial services industry needed a new and better way to provide advice to clients—one that would help relieve stress from their clients’ financial lives.

Founded in 1997

Plymouth, Minnesota, USA

1001-5000 employees