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KPMG Canada · 1 day ago

Manager, Compliance & Risk Management

London, CA

Full-time

Onsite

Mid, Senior Level

$74K/yr - $111K/yr

2+ years exp

KPMG is a leading professional services firm, and they are seeking a Manager, Compliance & Risk Management to join their Compliance Group. The role involves ensuring the effectiveness of internal controls, managing quality management testing, and acting as a liaison between teams to uphold compliance with regulations and internal policies.

Financial Services

Responsibilities

Review and monitor various compliance and internal audit activities undertaken to support our system of quality management

Manage various monitoring programs and other process improvement initiatives

Conduct process overviews, identifying performance improvement points, performing root cause analysis and proposing solutions

Improve file and process documentation to support internal audit inspections

Demonstrate technical knowledge and subject matter expertise in testing of design, implementation and operating effectiveness of controls

Effectively manage stakeholders across the firm, ensuring testing and documentation requirements are communicated concisely and accurately

Document testing steps in detail, ensuring the conclusions and adequately supported and evidenced

Coordinate with internal and external stakeholders to resolve quality-related issues and drive continuous improvement initiatives

Identify control deficiencies, report findings, and provide recommendations for improvement

Provide guidance and support to team members regarding compliance requirements, risk mitigation strategies, and control testing methodologies

Develop and update Firm policies, processes, and tools, to ensure we continue to comply with KPMG Global and local requirements as well as implement best practices

Promote and demonstrate commitment to audit quality, risk management and independence processes and policies within the firm

Manage projects on an ad hoc and on-going basis and identify process enhancements and improvements

Manage the team of analysts, supervise and review respective process activities and provide timely feedback

Qualification

Chartered Accountant (CA)Certified Internal Auditor (CIA)Project managementRisk managementInternal audit experienceCoachingStaff developmentResearch skillsInterpersonal skillsProblem-solving skillsCommunication skills

Required

Minimum of 2 years of client service experience in a large professional services firm, or equivalent experience in a risk, internal audit, or external audit function

Chartered Accountant (CA), Chartered Professional Accountant (CPA), or Certified Internal Auditor (CIA) designation

Project management background, including delivery of projects related to quality controls and testing

Demonstrated interpersonal skills to manage key relationships with partners and staff

Managerial experience, including coaching and staff development to supervise and train less experienced personnel

Demonstrated research, critical thinking, and problem-solving skills with the ability to apply conceptual framework to new and unique situations

Experience in responding to complex inquiries, performing research, analyzing data and identifying potential issues, arriving at conclusions, and documenting results/findings to support conclusions

Excellent written and verbal communication skills, high attention to detail and ability to generate high quality deliverables

This position requires written and oral fluency in English