TD · 23 hours ago
Audit Manager I - Compliance (US)
Mount Laurel, NJ
Full-time
Onsite
Mid, Senior Level
$75K/yr - $113K/yr
5+ years expTD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. The Audit Manager I – U.S. Compliance Audit is responsible for executing and leading audit engagements based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report
Responsible for time and staffing budgets for upcoming audits
Responsible for planning of audits
Responsible for contact with management regarding audit scope, status, and findings
Works at direction of Audit Manager
May perform testing procedures for more critical areas of audits
Provides on-the-job training for staff
Supervises findings follow up tasks with management and audit staff
Is a subject matter expert in at least one area of discipline
Works independently but receives assistance/coaching from the audit manager
May be Auditor in Charge on an Audit
May participate and/or lead assigned special projects
Provides feedback on staff performance on an audit project basis
Assists in providing feedback on completion of staff evaluations
Updates, revises, and improves existing audit procedures and programs
Adds value through consultative interactions with business line management
Qualification
Required
Undergraduate degree required
5+ years of related Audit experience required
Preferred
Banking industry audit experience with focus on Governance, Risk & Oversight of US Consumer Compliance Function preferred
Relevant professional certifications, accounting designations preferred (e.g., CRCM, CIA, CPA)
Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment
Strong analytical and problem-solving skills
Ability to work independently and collaboratively in a team environment
Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
H1B Sponsorship
TD has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
2026-01-06
2026-01-03
Maryland Daily Record
2026-01-03
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