This job has closed.

TD · 1 day ago

Senior Compliance Governance & Operations Analyst (US)

Mount Laurel, NJ

Full-time

Onsite

Senior Level

5+ years exp

TD is one of the world's leading global financial institutions, and they are seeking a Senior Compliance Governance & Operations Analyst to provide oversight for privacy compliance governance and operational risk management. The role involves ensuring adherence to U.S. privacy regulations and overseeing third-party compliance risks while managing day-to-day operations and supporting regulatory change management.

BankingFinanceFinancial ServicesWealth Management

Responsibilities

Regulatory Change Management: Monitor and assess emerging U.S. privacy regulations, including biometric. Update internal policies, standards, and controls to maintain compliance. Collaborate with US regulatory change office (USCRCO), and business stakeholders to implement changes effectively

Biometric Privacy Governance: Assist in Developing and maintaining governance frameworks for biometric data collection, storage, and usage. Perform Privacy Assessments for initiatives involving biometric identifiers. Ensure compliance with state-specific biometric privacy laws (e.g., BIPA) and enterprise risk appetite

Third-Party Compliance Oversight: Conduct risk assessments and due diligence for vendors handling personal or biometric data by reviewing contracts and deviation reports such as MSA, SOW, etc.. Ensure contractual obligations align with privacy requirements and enterprise standards. Partner with Vendor Compliance teams to monitor adherence and escalate material risks

Contractual Compliance: Review and validate privacy-related contractual clauses, including data protection addendums and breach notification requirements. Ensure contracts align with U.S. privacy laws and biometric data regulations by reviewing contract deviations including MSA's, SOW's and NDA's

Policy & Framework Alignment: Support the U.S. Privacy Office in maintaining policies, standards, and exception management processes

Monitoring & Reporting: Execute risk-based monitoring. Prepare reports for senior management and escalate material compliance gaps

Technical Knowledge: Familiarity with privacy frameworks, principles and laws. Understanding of regulatory change management processes and compliance monitoring tools

Qualification

Privacy ComplianceThird Party Risk ManagementRegulatory Change ManagementBiometric Privacy GovernanceAnalytical SkillsStakeholder ManagementCommunication SkillsProject ManagementAttention to Detail