Janus Henderson Investors · 8 hours ago
Senior Compliance Analyst
Denver, CO
Full-time
Hybrid
Mid, Senior Level
$75K/yr - $90K/yr
3+ years expJanus Henderson Investors is dedicated to helping clients achieve superior financial outcomes through disciplined investments and insights. The Senior Compliance Analyst is responsible for implementing and managing the compliance program, including preparing reports, administering policies, and supporting compliance risk assessments.
Asset ManagementFinanceFinancial Services
Responsibilities
Prepare quarterly and annual chief compliance officer (CCO) reports under Rule 38a-1 and annual CCO reports under Rule 206(4)-7
Prepare annual and other-than-annual updates to the Janus Henderson Investors Form ADV Part 2A and Part 2B brochure and brochure supplements
Review compliance attestations and responses to compliance content in requests for proposals (RFPs) and due diligence questionnaires (DDQs)
Administer policy management system and global policy management framework, including development of policy summaries and material change summaries, and maintain Janus Henderson Investors’ compliance manual
Support or complete industry surveys, organizational commitments (e.g., CFA Asset Manager Code), and client reports or requests (e.g., Section 15(c) agreement reviews)
Administer employee attestations and certifications in support of Janus Henderson Investors’ compliance program
Review risk alerts, enforcement actions, consent orders, guidance, frequently asked questions, and other regulatory communications and consider their impacts on Janus Henderson Investors’ compliance program
Research and stay abreast of relevant legal, regulatory, business and market developments
Support or complete compliance risk assessments and perform testing, monitoring and reviews in support of Janus Henderson Investors’ compliance program
Support and participate in oversight of key vendors and service providers from Compliance perspective, including annual reviews of fund service providers
Participate in and attend internal and external committee, forum and working group meetings on behalf of Compliance where requested
Provide support, advice and challenge to business partners on legal and regulatory matters while maintaining cooperative and productive relationships that help achieve the objectives of Janus Henderson Investors and its clients; and
Carry out other duties as assigned
Qualification
Required
Strong attention to detail and accuracy
Excellent communication and research skills
Outstanding analytical and critical thinking abilities
High degree of judgment, integrity and professionalism
Ability to manage multiple priorities and tasks simultaneously in a fast-paced environment
Ability to influence, collaborate, negotiate, and solve problems with business partners
Solid understanding of financial concepts, financial services and public companies
Advanced computer skills, including Microsoft Excel, Word, PowerPoint and Copilot
Preferred
Experience in a professional environment
Bachelor's degree, preferably in a relevant field
Three years of experience in the financial services industry preferred
Benefits
Generous Holiday policies
Paid volunteer time to step away from your desk and into the community
Support to grow through professional development courses, tuition/qualification reimbursement and more
Maternal/paternal leave benefits and family services
Complimentary subscription to Headspace – the mindfulness app
Corporate membership to ClassPass and other health and well-being benefits
Unique employee events and programs including a 14er challenge
Complimentary beverages, snacks and all employee Happy Hours
Annual Bonus Opportunity: Position is eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance.
Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes; competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits.
Company
Janus Henderson Investors
Janus Henderson Investors is an asset management company that provides investment products and portfolio management services to its clients.
1001-5000 employees
H1B Sponsorship
Janus Henderson Investors has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (8)
2024 (22)
Funding
Current Stage
Public CompanyTotal Funding
unknownKey Investors
General Catalyst
2025-12-22Private Equity
2025-12-22Acquired
2017-05-30IPO
Leadership Team
Roger Thompson
Group CFO
Recent News
2026-01-16
Alternative Credit Investor
2026-01-16
Company data provided by crunchbase