Market Surveillance - Solution Delivery, Assistant Vice President, Hybrid jobs in United States
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State Street · 2 days ago

Market Surveillance - Solution Delivery, Assistant Vice President, Hybrid

State Street is looking for an Assistant Vice President to lead the Solution Delivery efforts in their Market Surveillance Organization. The role involves managing technology solutions for compliance with global regulations while collaborating with various business units to deliver advanced capabilities.

BankingFinanceFinancial Services

Responsibilities

Define and implement a strategic technology plan, including budgets, to support the business requirements of the organization
Define, lead, and develop project tasks related to tactical and strategic initiatives
Lead all business-side testing initiatives and manage consultants and team members to complete testing within agreed-upon timeframes
Leading integration testing with technology and vendor
Manage multiple vendors to continuous improvement
Support Model Validation team to meet regulatory model validation requirement
Develop a plan and strategy to define business-user administration processes and working with key stakeholders in business technology, Compliance, and Security to implement a solution that meets audit requirements for user access control
Act as subject-matter expert for all products in the communications and trade retention and surveillance industry to ensure that State Street is best positioned to take advantage of emerging technologies in the industry
Contribute to program strategy, prioritization, and deliverables planning to include the vision and mission, work plans, and operations policy and procedures
Manage vendor partnerships and vendor deliverables
Liaise with key stakeholders across many organization functions, including Enterprise Risk Management, Technology, and Compliance
Identify and solve problems using analysis, experience, and judgment
Support the definition and documentation of business requirements for technology and vendor teams’ consumption
Collect, review, and categorizing data to support trend analysis, research, and planning
Act as an escalation point for complex issues to proactively identify, research, manage, and resolve issues; facilitating communication with business sponsors and stakeholders, which may cross business units and include offshore partners, as well as outside vendors

Qualification

Trading backgroundFinancial services experienceStrategic technology leadershipProjectProgram managementVendor managementSubject-matter expertiseAnalyticalProblem-solvingSQLPython/RPower BI/TableauAI/LLM

Required

A solid background in trading—particularly FX or equity—is essential for success in this role
Bachelor degree in a quantitative discipline (Financial Mathematics, Financial Engineering, Mathematics, Statistics, or a related field)
Extensive experience delivering financial services solutions
Ability to define and implement technology plans and budgets that align with business requirements
Experience leading and developing project tasks for both tactical and strategic initiatives, including managing testing and integration with vendors
Skilled in managing multiple vendors, partnerships, and deliverables to drive continuous improvement
Deep knowledge of products in communications, trade retention, and surveillance, with the ability to leverage emerging technologies
Ability to identify and solve problems using analysis, experience, and judgment; collect and review data for trend analysis and planning

Preferred

Knowledge of FX market making business or FX market microstructure is a plus
Any tools such as Actimize, Nasdaq SMARTS, Eventus, SteelEye, SQL, Python/R, Power BI/Tableau, and AI/LLM are considered nice-to-have and can be learned on the job

Benefits

401K with company match
Insurance coverage including basic life, medical, dental, vision, long-term disability, and other optional additional coverages
Paid-time off including vacation, sick leave, short term disability, and family care responsibilities
Access to our Employee Assistance Program
Incentive compensation including eligibility for annual performance-based awards (excluding certain sales roles subject to sales incentive plans)
Eligibility for certain tax advantaged savings plans

Company

State Street

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State Street offers a range of financial services, including investment management, research and trading, as well as asset management.

Funding

Current Stage
Public Company
Total Funding
$12.05B
2025-10-23Post Ipo Debt· $1B
2025-04-24Post Ipo Debt· $2B
2025-02-06Post Ipo Equity· $750M

Leadership Team

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Ronald O'Hanley
Chairman and Chief Executive Officer
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Renee LaRoche-Morris
Senior Vice President, Chief of Staff to the COO; Head of CAO Services
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Company data provided by crunchbase