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Raymond James · 20 hours ago

Securities Review Analyst

FL - Saint Petersburg - 880 Carillon Pkwy Tower 4

Full-time

Hybrid

New Grad, Entry Level

0+ years exp

Raymond James is a prominent organization in the securities industry, and they are seeking a Securities Review Analyst to enhance their Risk Management efforts. This role involves analyzing operational risks, monitoring financial markets for regulatory and reputational risks, and making recommendations for improvements.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Passion for constantly monitoring regulatory changes and market-related events to analyze potential impact to the organization

Partners with colleagues and business process owners to enforce the control environment and develop recommendations to strengthen internal controls and mitigation strategies

Develops and maintains an in-depth understanding of business areas, its products, and supporting functions

Performs due diligence of higher risk products in compliance with program requirements to assist in identifying, analyzing and recommending changes to trading availability in order to minimize risk

Assists in performing reviews for assigned areas to identify key controls and mitigation strategies

Identifies, reviews, assesses, and documents risk management issues in assigned financial products or security-related transactions

Assists in preparing written reports and recommendations on the effectiveness of the trading status of various higher risk securities

Builds and maintains key relationships with stakeholders, including financial advisors and branch professionals, demonstrating a culture of engagement and assistance

Performs other duties and responsibilities as assigned

Qualification

Risk managementFinancial markets knowledgeAnalytical skillsInterpersonal skillsTime managementProblem solvingCommunication skills

Required

Bachelor's Degree (B.A.)

Any equivalent combination of experience, education, and/or training approved by Human Resources

General Experience - 4 to 6 months

Knowledge of fundamental concepts, practices and procedures of risk management

Knowledge of fundamental concepts of financial markets and products

Strong interpersonal skills for interfacing with all levels of management and financial advisors

Strong analytical skills, particularly regarding assessing unusual activity within the financial markets or products

Enthusiastic, self-motivated, effective under pressure

Proven ability to manage time and deliver against deadlines

Ability to attend to detail while maintaining a big picture orientation

Ability to communicate effectively

Ability to gather information, identify linkages and trends, and apply findings to assignments

Ability to interpret and apply policies and identify and recommend changes as appropriate

Ability to organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment

Ability to meet tight deadlines within budgeted hours

Ability to work independently, demonstrating initiative and problem solving skills

Ability to establish and maintain effective working relationships at all levels of the organization

Ability to provide a high level of customer service

Preferred

Bachelor's: Actuarial Science

Bachelor's: Applied Mathematics

Bachelor's: Business Administration

Bachelor's: Finance

Other License Not Listed - Other

Company

Raymond James

Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.

Founded in 1962

Atlanta, Georgia, USA

10001+ employees

http://www.raymondjames.com

H1B Sponsorship

Raymond James has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2023 (1)