TD Securities ยท 2 days ago
Senior Compliance Governance & Operations Analyst (US)
Mount Laurel, NJ
Full-time
Onsite
Senior Level
5+ years expTD Securities is one of the world's leading global financial institutions, and they are seeking a Senior Compliance Governance & Operations Analyst to play a key role in reshaping compliance structures and processes. This role involves managing day-to-day operations while designing and implementing a forward-thinking compliance program that adheres to U.S. privacy regulations.
BankingFinanceFinancial Services
Responsibilities
Regulatory Change Management: Monitor and assess emerging U.S. privacy regulations, including biometric. Update internal policies, standards, and controls to maintain compliance. Collaborate with US regulatory change office (USCRCO), and business stakeholders to implement changes effectively
Biometric Privacy Governance: Assist in Developing and maintaining governance frameworks for biometric data collection, storage, and usage. Perform Privacy Assessments for initiatives involving biometric identifiers. Ensure compliance with state-specific biometric privacy laws (e.g., BIPA) and enterprise risk appetite
Third-Party Compliance Oversight: Conduct risk assessments and due diligence for vendors handling personal or biometric data by reviewing contracts and deviation reports such as MSA, SOW, etc.. Ensure contractual obligations align with privacy requirements and enterprise standards. Partner with Vendor Compliance teams to monitor adherence and escalate material risks
Contractual Compliance: Review and validate privacy-related contractual clauses, including data protection addendums and breach notification requirements. Ensure contracts align with U.S. privacy laws and biometric data regulations by reviewing contract deviations including MSA's, SOW's and NDA's
Policy & Framework Alignment: Support the U.S. Privacy Office in maintaining policies, standards, and exception management processes
Monitoring & Reporting: Execute risk-based monitoring. Prepare reports for senior management and escalate material compliance gaps
Technical Knowledge: Familiarity with privacy frameworks, principles and laws. Understanding of regulatory change management processes and compliance monitoring tools
Qualification
Required
Undergraduate degree or equivalent work experience
5+ years of experience
Familiarity with privacy frameworks, principles and laws
Understanding of regulatory change management processes and compliance monitoring tools
Preferred
Knowledge/work experience of Privacy Compliance
Knowledge of Third Party Risk Management
Knowledge of Privacy/Compliance Governance
Bachelor degree required, IAPP licenses an added advantage
Strong analytical and problem-solving skills
Excellent communication and stakeholder management abilities
Ability to interpret complex regulations and translate them into actionable policies
Project management and organizational skills for handling multiple priorities
High attention to detail and risk awareness
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-06
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