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Wells Fargo · 2 days ago

Senior Capital Markets Middle Office Specialist

Charlotte, NC

Full-time

Hybrid

Mid, Senior Level

4+ years exp

Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist for the Syndicate/Money Market/Brokered CD Middle Office Group as part of Corporate Investment Banking Operations division. The role involves monitoring daily trading activity, reconciling discrepancies, and acting as a liaison for various internal groups on trading activities, while providing outstanding service to clients.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Lead or participate in moderately complex derivatives products within Capital Markets Middle Office

Contribute to large scale planning related to profit and loss generation, attribution and trades

Review, analyze and resolve moderately complex trade issues that require in-depth evaluation

Resolve moderately complex trade issues

Lead team to meet functional area and process deliverables

Deliver solid understanding of the function, policies, procedures and compliance requirements

Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

Lead projects and assist senior managers with industry related initiatives

Serve as a mentor for less experienced analysts

Qualification

Capital Markets experienceFINRA series 7Financial products knowledgeOperational risk managementCommunication skillsOrganizational skillsTeam collaborationProblem-solving skills

Required

4+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Preferred

BS/BA degree

Knowledge and understanding of financial products

FINRA series 7, 79,63, and/or 99

Excellent verbal, written, and interpersonal communication skills

Effective organizational, multi-tasking, and prioritizing skills

Knowledge and understanding of audit, regulatory compliance, or risk management

Knowledge and understanding of compliance risk in the financial services industry

Ability to communicate effectively, in both written and verbal formats, with senior executive-level leaders

Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important

Ability to manage process improvement initiatives to optimize operational effectiveness and efficiencies

Ability to identify key issues, involve affected parties, design solutions, obtain buy-in, and communicate effectively through resolution

Ability to consolidate large amounts of project status information to identify key risks, customer impact, financial implications, delays, and issues that pose material risk

Ability to identify and evaluate exposures and potential risks

Ability to synthesize complex analytical findings into executive level communications

5+ years of experience in operational risk management processes and/or compliance and/or audit programs (preferably in anti-money laundering)

Understanding of key operational risk components, including experience driving consistency and quality across all aspects of a risk function

Ability to understand and work with data, including creating alignment among various data sources, developing trends, and creating risk-based analytics from multiple information sources