Chase · 1 day ago
Compliance - Regulatory Strategy Senior Officer
545 Washington Blvd, Jersey City, NJ, 07310, US
Full-time
Onsite
Entry, Mid Level
$91K/yr - $141K/yr
2+ years expChase is a leading financial institution seeking a Regulatory Strategy Senior Officer to join their Firmwide Regulatory Strategy team. This role involves coordinating regulatory examinations and managing compliance engagements across the firm while building relationships with various business units. The successful candidate will play a key role in ensuring effective regulatory interactions and contributing to the firm's risk management culture.
BankingFinancial Services
Responsibilities
Coordinate regulatory examinations and ongoing monitoring engagements across diverse business units and functions
Provide timely updates and escalate potential issues to management for resolution
Build and maintain effective relationships with Risk, Compliance, Business, Operations, Finance, Technology, Control Management, Legal, and Internal Audit teams
Collaborate with stakeholders to gather and analyze information and documentation for regulatory requests
Summarize and package regulatory submissions, ensuring proper classification and confidentiality
Perform redaction of Confidential Supervisory Information as required
Deliver periodic examination status updates and contribute to internal reporting
Maintain accurate tracking of examinations and regulatory findings
Ensure data quality for inputs into the team’s central repository to support reliable reporting
Support project management across multiple work streams and partners
Demonstrate high integrity, confidentiality, and trustworthiness in all interactions
Qualification
Required
Bachelor's degree required
Minimum 2 years of experience in risk management, compliance, regulatory affairs, or related field
Excellent interpersonal, organizational, leadership, and communication skills (oral and written)
Strong client service orientation and ability to advise managers and stakeholders
Proven analytical skills and attention to detail in evaluating complex regulatory issues
Demonstrated project management skills and ability to manage multiple assignments
Ability to thrive in a fast-paced, deadline-driven environment
Advanced organizational and time management abilities
High level of integrity, confidentiality, and trustworthiness
Strong proficiency in MS Outlook, Word, Excel, PowerPoint, and Adobe
Preferred
Credit Risk experience preferred
Experience supporting regulatory examinations or compliance engagements in financial services
Familiarity with regulatory reporting and documentation management
Experience working with cross-functional teams in a large organization
Knowledge of global regulatory frameworks and supervisory agencies
Strong problem-solving and critical thinking skills
Experience with data management and reporting tools
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
Chase
Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
Recent News
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